|
1
|
Karpus Investment Management
Pittsford,
New York
|
$4.14M
|
-$57.7K
|
-4,000
|
-1%
|
|
|
2
|
Wells Fargo
San Francisco,
California
|
$3.02M
|
+$444K
|
+30,807
|
+19%
|
|
|
3
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$2.68M
|
+$89K
|
+6,176
|
+4%
|
|
|
4
|
UBS Group
Zurich,
Switzerland
|
$2.46M
|
-$4.39M
|
-304,556
|
-66%
|
|
|
5
|
|
$1.76M
|
+$70.2K
|
+4,868
|
+5%
|
|
|
6
|
Stifel Financial
St. Louis,
Missouri
|
$876K
|
+$178K
|
+12,321
|
+28%
|
|
|
7
|
Wedbush Securities
Los Angeles,
California
|
$785K
|
+$9.79K
|
+679
|
+1%
|
|
|
8
|
LPL Financial
San Diego,
California
|
$405K
|
+$179K
|
+12,386
|
+92%
|
|
|
9
|
Osaic Holdings
Scottsdale,
Arizona
|
$292K
|
+$5.04K
|
+350
|
+2%
|
|
|
10
|
&Partners
Nashville,
Tennessee
|
$292K
|
+$265K
|
+18,412
|
New
|
|
|
11
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$249K
|
+$230K
|
+15,940
|
New
|
|
|
12
|
Moors & Cabot
Boston,
Massachusetts
|
$235K
|
+$216K
|
+15,000
|
New
|
|
|
13
|
Matisse Capital
Portland,
Oregon
|
$235K
|
+$216K
|
+14,992
|
New
|
|
|
14
|
Clough Capital Partners
Boston,
Massachusetts
|
$203K
|
–
|
–
|
–
|
|
|
15
|
|
$203K
|
–
|
–
|
–
|
|
|
16
|
Raymond James & Associates
St Petersburg,
Florida
|
$198K
|
-$18.9K
|
-1,314
|
-9%
|
|
|
17
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$158K
|
+$146K
|
+10,100
|
New
|
|
|
18
|
Nomura Holdings
Tokyo,
Japan
|
$157K
|
+$144K
|
+10,000
|
New
|
|
|
19
|
Steward Partners Investment Advisory
New York
|
$152K
|
+$140K
|
+9,720
|
New
|
|
|
20
|
Private Trust Company
Cleveland,
Ohio
|
$12.1K
|
–
|
–
|
–
|
|
|
21
|
Arlington Capital Management
Arlington Heights,
Illinois
|
–
|
-$214K
|
-14,929
|
Closed
|
|
