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Royalty Management Holding Warrant

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Radcliffe Capital Management
Pennsylvania
$392K
BFM
2
Boothbay Fund Management
New York
$190K
CH
3
CVI Holdings
Delaware
$71K
PAMP
4
Polar Asset Management Partners
Ontario, Canada
$52K
KPF
5
K2 Principal Fund
Ontario, Canada
$36K
EFI
6
EHP Funds Inc
Canada
$21K +$40.5K +137,955 New
YCM
7
Yakira Capital Management
Connecticut
$17K +$32.5K +110,699 New
AA
8
AQR Arbitrage
Connecticut
$15K
WA
9
Whitebox Advisors
Minnesota
$14K
SCM
10
Shaolin Capital Management
Florida
$13K -$64.4K -219,644 -71%
Walleye Capital
11
Walleye Capital
New York
$11K +$9.79K +33,362 +83%
D.E. Shaw & Co
12
D.E. Shaw & Co
New York
$9K
HF
13
HRT Financial
New York
$9K +$3 +10 +0%
LCM
14
Landscape Capital Management
New Jersey
$9K +$17.2K +58,684 New
ICMH
15
Integrity Capital Management (HK)
Hong Kong
$7K -$528 -1,800 -4%
RCM
16
Rivernorth Capital Management
Florida
$7K
Walleye Trading
17
Walleye Trading
New York
$7K +$4.68K +15,948 +53%
SIA
18
SkyView Investment Advisors
New Jersey
$6K +$11K +37,500 New
PCM
19
Prelude Capital Management
New York
$3K
UBS Group
20
UBS Group
Switzerland
$3K +$4.41K +15,020 +378%
Verition Fund Management
21
Verition Fund Management
Connecticut
$2K
AA
22
Ancora Advisors
Ohio
$2K +$2.93K +10,000 +167%
MP
23
Mangrove Partners
Connecticut
-$5.95M -591,501 Closed