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RIO

Name Holding Trade Value Shares
Change 		Change in
Stake
SWM
1001
SeaCrest Wealth Management
New York
– -$390K -4,183 Closed
WANY
1002
Wealthspire Advisors (New York)
New York
– -$376K -4,035 Closed
AM
1003
AGF Management
Ontario, Canada
– -$364K -3,900 Closed
LIP
1004
Lighthouse Investment Partners
Florida
– -$322K -3,454 Closed
HPM
1005
Hudson Portfolio Management
New York
– -$306K -3,285 Closed
VIP
1006
Viewpoint Investment Partners
Alberta, Canada
– -$212K -3,100 Closed
JFG
1007
Jefferies Financial Group
New York
– -$280K -3,000 Closed
PCM
1008
Prelude Capital Management
New York
– -$280K -3,000 Closed
GWP
1009
Gateway Wealth Partners
Wisconsin
– -$266K -2,855 Closed
MA
1010
MKT Advisors
California
– -$243K -2,565 Closed
MAA
1011
Mraz Amerine & Associates
California
– -$236K -2,531 Closed
HAS
1012
Holland Advisory Services
Florida
– -$215K -2,309 Closed
ONST
1013
Old North State Trust
North Carolina
– -$215K -2,303 Closed
IWA
1014
Icon Wealth Advisors
Texas
– -$219K -2,265 Closed
EMAM
1015
Encompass More Asset Management
California
– -$209K -2,242 Closed
CAM
1016
Cresset Asset Management
Illinois
– -$211K -2,233 Closed
FPAS
1017
Focus Partners Advisor Solutions
Missouri
– -$206K -2,210 Closed
TIA
1018
Tiemann Investment Advisors
California
– -$187K -2,000 Closed
IAAG
1019
Innovative Asset Advisors Group
Connecticut
– -$96.8K -1,012 Closed
BA
1020
Ballast Advisors
Minnesota
– -$90.1K -966 Closed
WPA
1021
Wealth Preservation Advisors
Tennessee
– -$84.4K -905 Closed
AGWCA
1022
Annis Gardner Whiting Capital Advisors
Florida
– -$83.7K -897 Closed
SIS
1023
Sound Income Strategies
Florida
– -$84.7K -893 Closed
RMC
1024
Resources Management Corp
Connecticut
– -$75K -800 Closed
LCA
1025
Legend Capital Advisors
New York
– -$72.3K -775 Closed
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