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Rio Tinto
RIO

Name Holding Trade Value Shares
Change 		Change in
Stake
GF
26
Gabelli Funds
New York
$21.7M +$23.6M +528,500 New
TD Asset Management
27
TD Asset Management
Ontario, Canada
$20.4M +$22.1M +496,151 New
Northern Trust
28
Northern Trust
Illinois
$20.2M +$22M +492,620 New
Millennium Management
29
Millennium Management
New York
$19.3M +$20.9M +469,177 New
IAM
30
Impax Asset Management
New Hampshire
$18.5M +$20.1M +451,237 New
CC
31
Cambrian Capital
California
$17.8M +$19.3M +432,100 New
STC
32
SEI Trust Company
Pennsylvania
$16.6M +$18M +404,098 New
Renaissance Technologies
33
Renaissance Technologies
New York
$15.7M +$17.1M +382,700 New
BCM
34
BBT Capital Management
Texas
$15.2M +$16.5M +370,000 New
BC
35
Bocage Capital
California
$14M +$15.3M +341,896 New
BC
36
Bartlett & Co
Ohio
$13.8M +$15M +335,167 New
VanEck Associates
37
VanEck Associates
New York
$13M +$14.2M +317,632 New
USAA
38
United Services Automobile Association
Texas
$12.7M +$13.8M +308,994 New
ST
39
Spot Trading
Illinois
$12.6M +$13.7M +307,705 New
WRF
40
Waddell & Reed Financial
Kansas
$12.5M +$13.5M +303,300 New
ClearBridge Investments
41
ClearBridge Investments
New York
$12.3M +$13.3M +298,211 New
D.E. Shaw & Co
42
D.E. Shaw & Co
New York
$11.4M +$12.3M +276,673 New
Royal Bank of Canada
43
Royal Bank of Canada
Ontario, Canada
$10.9M +$11.8M +264,674 New
PFM
44
Parsec Financial Management
North Carolina
$10.7M +$11.7M +261,160 New
BA
45
BlackRock Advisors
Delaware
$10.7M +$11.6M +260,500 New
PPA
46
Parametric Portfolio Associates
Washington
$9.44M +$10.3M +229,750 New
CFB
47
Cullen/Frost Bankers
Texas
$8.87M +$9.63M +215,894 New
US Bancorp
48
US Bancorp
Minnesota
$8.77M +$9.53M +213,542 New
Calamos Advisors
49
Calamos Advisors
Illinois
$8.63M +$9.37M +210,000 New
Ameriprise
50
Ameriprise
Minnesota
$8.07M +$8.76M +196,340 New
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