Bocage Capital’s Rio Tinto RIO Stock Holding History

Bocage Capital’s Portfolio RIO Stock Details RIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-341,896	Closed	-$14M	–	20
2013 Q2	$14M	Buy	+341,896	New	+$15.3M	2.59%	18

Other funds holding RIO

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

WHV Investments San Francisco, California $187M AUM 14.29% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

NAMA

Nikko Asset Management Americas New York $7.07B AUM 50.91% 1-Year Est. Return

Lord, Abbett & Co Jersey City, New Jersey $30.6B AUM 57.44% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

ING Group Amsterdam, Netherlands $16.4B AUM 34.6% 1-Year Est. Return

Bocage Capital's RIO Position: Q3 2013 in Review

Bocage Capital sold out of Rio Tinto (RIO) in Q3 2013, closing a stake of 341,896 shares — an estimated $14M sold.

Bocage Capital first reported a position in RIO in Q2 2013 and held it in 1 quarter. The position peaked at $14M in Q2 2013. 291 funds tracked by Wall St. Rank hold RIO as of Q3 2013.

Bocage Capital reported no remaining Rio Tinto position as of Q3 2013 after selling out during the quarter.
Bocage Capital sold 341,896 Rio Tinto shares in Q3 2013, an estimated $14M.
Bocage Capital first reported a position in Rio Tinto in Q2 2013 and held it in 1 quarter.
Bocage Capital's Rio Tinto position peaked at $14M in Q2 2013.
291 funds tracked by Wall St. Rank held Rio Tinto as of Q3 2013.

Based on Bocage Capital's 13F filing for Q3 2013, filed 14 Nov 2013.