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B. Riley Financial, Inc. 7.50% Senior Notes Due 2027
RILYZ
RILYZ
Delisted
RILYZ was delisted on the 30th of March, 2021.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
KIA
1
KCM Investment Advisors
Greenbrae,
California
| $2.65M | +$36K | +1,400 | +1% |
|
| 2 |
BCA
2
Benchmark Capital Advisors
New York
| $374K | – | – | – |
|
| 3 |
SIM
3
Sonora Investment Management
Tucson,
Arizona
| $33.6K | +$33.4K | +1,300 | New |
|
| 4 |
FPF
4
FNY Partners Fund
New York
| – | -$17K | -700 | Closed |
|