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ALPS Strategic Income Fund
RIGS

Name Holding Trade Value Shares
Change 		Change in
Stake
ECA
1
Elevated Capital Advisors
Utah
$12.5M +$3.66M +159,563 +41%
Morgan Stanley
2
Morgan Stanley
New York
$6.24M -$1.32M -57,505 -17%
RIG
3
RiverFront Investment Group
Virginia
$5.37M +$699K +30,501 +15%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$4.48M -$99.9K -4,361 -2%
Osaic Holdings
5
Osaic Holdings
Arizona
$3.57M +$359K +15,679 +11%
LPL Financial
6
LPL Financial
California
$3.19M +$2.58M +112,529 +421%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$3.06M +$378K +16,496 +14%
CAC
8
Certified Advisory Corp
Florida
$2.9M +$12.1K +526 +0.4%
PFS
9
Prospera Financial Services
Texas
$2.08M +$422K +18,394 +25%
Truist Financial
10
Truist Financial
North Carolina
$2.08M +$115K +5,004 +6%
UBS Group
11
UBS Group
Switzerland
$2.04M -$165K -7,197 -7%
Jane Street
12
Jane Street
New York
$1.95M -$86.8K -3,789 -4%
MF
13
Meridian Financial
Massachusetts
$1.85M +$132K +5,763 +8%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$1.62M +$88.9K +3,878 +6%
Koshinski Asset Management
15
Koshinski Asset Management
Illinois
$1.58M -$1.14M -49,876 -42%
AFG
16
Arkansas Financial Group
Arkansas
$1.52M +$412K +17,987 +37%
CWM
17
Capital Wealth Management
Rhode Island
$1.28M -$222K -9,667 -15%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$1.17M +$23 +1 +0%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$1.01M +$202K +8,798 +25%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$945K -$1.64M -71,496 -63%
PAG
21
Private Advisor Group
New Jersey
$902K +$32.6K +1,421 +4%
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$777K +$210K +9,160 +37%
ZIMP
23
Zimmermann Investment Management & Planning
Pennsylvania
$748K +$341K +14,895 +84%
AFP
24
Ausdal Financial Partners
Iowa
$637K -$49.7K -2,167 -7%
KAS
25
Kestra Advisory Services
Texas
$581K +$183K +8,005 +46%
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