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ALPS Strategic Income Fund
RIGS

Name Holding Trade Value Shares
Change 		Change in
Stake
EH
26
Equitable Holdings
New York
$403K -$85.3K -3,702 -18%
Raymond James Financial
27
Raymond James Financial
Florida
$388K +$387K +16,773 New
SA
28
Sanctuary Advisors
Indiana
$386K +$323 +14 +0.1%
YP
29
YANKCOM Partnership
South Dakota
$327K +$326K +14,127 New
LFA
30
Laraway Financial Advisors
Minnesota
$324K +$92 +4 +0%
FCI
31
Financial Counselors Inc
Kansas
$248K +$247K +10,725 New
CAC
32
Certified Advisory Corp
Florida
$225K -$2.36M -102,168 -91%
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$221K +$220K +9,544 New
OWA
34
Opal Wealth Advisors
New York
$220K -$40.1K -1,738 -15%
MWM
35
MGB Wealth Management
Texas
$47.5K -$18.6K -807 -28%
GWM
36
Geneos Wealth Management
Colorado
$46.3K – – –
Bank of America
37
Bank of America
North Carolina
$40.5K +$40.4K +1,751 New
GI
38
GAMMA Investing
California
$37K +$231 +10 +0.6%
GWANC
39
Guardian Wealth Advisors (North Carolina)
North Carolina
$23.1K – – –
GRP
40
Global Retirement Partners
California
$18.5K +$3.8K +165 +26%
Northwestern Mutual Wealth Management
41
Northwestern Mutual Wealth Management
Wisconsin
$13.8K +$13.7K +595 New
AWM
42
Avior Wealth Management
Nebraska
$12.3K – – –
PS
43
Principal Securities
Iowa
$5.85K +$5.83K +253 New
CAWM
44
Capital A Wealth Management
Pennsylvania
$3.93K +$3.92K +170 New
Q1WB
45
Quest 10 Wealth Builders
Virginia
$3.84K +$3.83K +166 New
UBS Group
46
UBS Group
Switzerland
$3.21K -$132K -5,724 -98%
NA
47
NewEdge Advisors
Louisiana
$1.9K -$2.58K -112 -58%
Wells Fargo
48
Wells Fargo
California
$1.32K – – –
JP Morgan Chase
49
JP Morgan Chase
New York
$809 +$784 +34 New
Goldman Sachs
50
Goldman Sachs
New York
– -$982K -41,807 Closed
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