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ALPS Strategic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TC
26
TAP Consulting
Missouri
$400K
SA
27
Sanctuary Advisors
Indiana
$386K +$390K +17,194 New
UBS Group
28
UBS Group
Switzerland
$326K -$1.7M -74,896 -84%
LFA
29
Laraway Financial Advisors
Minnesota
$319K -$386 -17 -0.1%
OWA
30
Opal Wealth Advisors
New York
$305K -$1.25K -55 -0.4%
BFEC
31
Benjamin F. Edwards & Company
Missouri
$108K +$68.2K +3,007 +171%
FFA
32
Farther Finance Advisors
California
$66.4K -$6.81K -300 -9%
MWM
33
MGB Wealth Management
Texas
$65.8K
GWM
34
Geneos Wealth Management
Colorado
$45.3K
HI
35
Harbour Investments
Wisconsin
$26.1K +$295 +13 +1%
GWANC
36
Guardian Wealth Advisors (North Carolina)
North Carolina
$22.6K
JWA
37
JFS Wealth Advisors
Pennsylvania
$19.5K +$19.6K +863 New
GRP
38
Global Retirement Partners
California
$14.4K
NA
39
NewEdge Advisors
Louisiana
$4.39K
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
-$4.48M -195,840 Closed
CWM
41
Capital Wealth Management
Rhode Island
-$1.28M -55,928 Closed
WGCA
42
Wolf Group Capital Advisors
Virginia
-$559K -24,615 Closed
CIBC World Market
43
CIBC World Market
Ontario, Canada
-$234K -10,206 Closed
AA
44
Advisory Alpha
Michigan
-$224K -9,805 Closed
WTA
45
Washington Trust Advisors
Massachusetts
-$33.3K -1,454 Closed
WT
46
Washington Trust
Rhode Island
-$11.7K -510 Closed