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ALPS Strategic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BFEC
26
Benjamin F. Edwards & Company
Missouri
$467K +$18.7K +779 +4%
RJFSA
27
Raymond James Financial Services Advisors
Florida
$400K -$476K -19,803 -54%
FTUS
28
Flow Traders U.S.
New York
$387K
LFA
29
Laraway Financial Advisors
Minnesota
$359K -$12K -500 -3%
Citadel Advisors
30
Citadel Advisors
Florida
$314K +$319K +13,269 New
PPWM
31
Paragon Private Wealth Management
Kentucky
$292K -$22.9K -954 -7%
PCIA
32
Prime Capital Investment Advisors
Kansas
$291K
CIBC World Market
33
CIBC World Market
Ontario, Canada
$287K
T
34
TRUADVICE
Florida
$217K +$9.86K +410 +5%
SWP
35
Stratos Wealth Partners
Ohio
$216K +$337 +14 +0.2%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$206K +$2.74K +114 +1%
PFA
37
Professional Financial Advisors
Nebraska
$111K -$102K -4,247 -48%
Wells Fargo
38
Wells Fargo
California
$59K +$5.89K +245 +11%
GWM
39
Geneos Wealth Management
Colorado
$47K
RCM
40
Raleigh Capital Management
North Carolina
$27K +$27.3K +1,134 New
ASBI
41
American State Bank (Iowa)
Iowa
$23.7K
MCC
42
Money Concepts Capital
Florida
$7K +$7.02K +292 New
SWM
43
Sugarloaf Wealth Management
Georgia
$5K +$24 +1 +0.4%
Creative Planning
44
Creative Planning
Kansas
-$417K -16,930 Closed
CA
45
CoreCap Advisors
Michigan
-$54K -2,177 Closed
MFT
46
Moisand Fitzgerald Tamayo
Florida
-$29K -1,163 Closed
CAPTRUST Financial Advisors
47
CAPTRUST Financial Advisors
North Carolina
-$28K -1,116 Closed
CA
48
Cornerstone Advisory
Maryland
-$1K -25 Closed