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ALPS Strategic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BFEC
26
Benjamin F. Edwards & Company
Missouri
$466K +$56.9K +2,308 +14%
Creative Planning
27
Creative Planning
Kansas
$417K
FTUS
28
Flow Traders U.S.
New York
$403K +$33.9K +1,376 +9%
LFA
29
Laraway Financial Advisors
Minnesota
$386K +$386K +15,670 New
PPWM
30
Paragon Private Wealth Management
Kentucky
$334K +$334K +13,557 New
CIBC World Market
31
CIBC World Market
Ontario, Canada
$298K
PCIA
32
Prime Capital Investment Advisors
Kansas
$291K -$14.4K -585 -5%
SWP
33
Stratos Wealth Partners
Ohio
$224K +$739 +30 +0.3%
PFA
34
Professional Financial Advisors
Nebraska
$220K +$220K +8,940 New
T
35
TRUADVICE
Florida
$216K +$13.4K +542 +6%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$211K -$7.52K -305 -3%
NFG
37
Next Financial Group
Texas
$95K -$17.7K -719 -16%
Wells Fargo
38
Wells Fargo
California
$56K +$55.7K +2,260 New
CA
39
CoreCap Advisors
Michigan
$54K +$53.7K +2,177 New
GWM
40
Geneos Wealth Management
Colorado
$49K
MFT
41
Moisand Fitzgerald Tamayo
Florida
$29K +$28.7K +1,163 New
CAPTRUST Financial Advisors
42
CAPTRUST Financial Advisors
North Carolina
$28K +$27.5K +1,116 New
HI
43
Harbour Investments
Wisconsin
$26K -$2.42M -98,204 -99%
ASBI
44
American State Bank (Iowa)
Iowa
$24.6K -$14K -570 -36%
SWM
45
Sugarloaf Wealth Management
Georgia
$6K +$25 +1 +0.4%
CA
46
Cornerstone Advisory
Maryland
$1K +$616 +25 New
Citadel Advisors
47
Citadel Advisors
Florida
-$1.55M -62,447 Closed
BRWM
48
B. Riley Wealth Management
Tennessee
-$367K -14,846 Closed
KAS
49
Kestra Advisory Services
Texas
-$232K -9,365 Closed
CFA
50
Cahill Financial Advisors
Minnesota
-$89K -3,607 Closed