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ALPS Strategic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WGCA
26
Wolf Group Capital Advisors
Virginia
$468K +$9.1K +367 +2%
IA
27
IFG Advisory
Georgia
$429K -$23.8K -959 -5%
BFEC
28
Benjamin F. Edwards & Company
Missouri
$406K +$19K +766 +5%
FTUS
29
Flow Traders U.S.
New York
$355K +$355K +14,307 New
PFS
30
Prospera Financial Services
Texas
$330K +$32.8K +1,324 +11%
CIBC World Market
31
CIBC World Market
Ontario, Canada
$311K
AA
32
Advisory Alpha
Michigan
$271K -$645K -26,009 -70%
SWP
33
Stratos Wealth Partners
Ohio
$243K -$1.44K -58 -0.6%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$233K +$233K +9,390 New
KAS
35
Kestra Advisory Services
Texas
$226K -$82.3K -3,321 -27%
T
36
TRUADVICE
Florida
$218K -$8.97K -362 -4%
NFG
37
Next Financial Group
Texas
$94K
GWM
38
Geneos Wealth Management
Colorado
$49K
ASBI
39
American State Bank (Iowa)
Iowa
$39K
Wells Fargo
40
Wells Fargo
California
$16K
Citigroup
41
Citigroup
New York
$12K
LWA
42
Lenox Wealth Advisors
New York
$11K
JP Morgan Chase
43
JP Morgan Chase
New York
$10K +$9.91K +400 New
SWM
44
Sugarloaf Wealth Management
Georgia
$5K +$50 +2 +0.9%
PGAM
45
Princeton Global Asset Management
New Jersey
$2K +$2.48K +100 New
SPC
46
Sigma Planning Corp
Michigan
-$1.2M -48,456 Closed
CWM
47
Cornerstone Wealth Management
Missouri
-$322K -13,070 Closed
SFS
48
Sowell Financial Services
Arkansas
-$90K -3,647 Closed
EP
49
Eudaimonia Partners
Tennessee
-$10K -416 Closed
VFA
50
Valeo Financial Advisors
Indiana
-$6K -235 Closed