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ALPS Strategic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
26
LPL Financial
California
$554K +$19.6K +794 +4%
IA
27
IFG Advisory
Georgia
$549K -$106K -4,286 -16%
AFP
28
Ausdal Financial Partners
Iowa
$520K +$523K +21,209 New
T
29
TRUADVICE
Florida
$447K +$447K +18,136 New
WGCA
30
Wolf Group Capital Advisors
Virginia
$391K +$7.03K +285 +2%
ECA
31
Elevated Capital Advisors
Utah
$375K -$19.2K -780 -5%
KAS
32
Kestra Advisory Services
Texas
$363K +$365K +14,795 New
PFS
33
Prospera Financial Services
Texas
$321K -$439K -17,805 -58%
CIBC World Market
34
CIBC World Market
Ontario, Canada
$307K
BFEC
35
Benjamin F. Edwards & Company
Missouri
$285K +$54.2K +2,198 +23%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$261K -$762K -30,897 -74%
HFP
37
Holistic Financial Partners
Indiana
$248K
GWM
38
Geneos Wealth Management
Colorado
$48K
CSPIA
39
Cary Street Partners Investment Advisory
Virginia
$20K +$19.7K +800 New
Wells Fargo
40
Wells Fargo
California
$16K
Citigroup
41
Citigroup
New York
$12K
VFA
42
Valeo Financial Advisors
Indiana
$6K
SWM
43
Sugarloaf Wealth Management
Georgia
$5K +$49 +2 +0.9%
SFS
44
Sowell Financial Services
Arkansas
$2K
FFN
45
Focus Financial Network
Minnesota
-$607K -24,712 Closed
HH
46
Hilltop Holdings
Texas
-$428K -17,425 Closed
DI
47
DFPG Investments
Utah
-$218K -8,830 Closed
AC
48
Avestar Capital
New York
-$203K -8,256 Closed
AAM
49
Advisors Asset Management
Colorado
-$57.7K -2,347 Closed
CAN
50
Cetera Advisor Networks
California
-$30K -1,203 Closed