|
1
|
Karpus Investment Management
Pittsford,
New York
|
$9.87M
|
-$346K
|
-25,733
|
-3%
|
|
|
2
|
|
$5.55M
|
+$68.8K
|
+5,113
|
+1%
|
|
|
3
|
Cornerstone Advisors
Asheville,
North Carolina
|
$4.67M
|
-$144K
|
-10,722
|
-3%
|
|
|
4
|
UBS Group
Zurich,
Switzerland
|
$3.67M
|
-$53.8K
|
-3,999
|
-1%
|
|
|
5
|
Guggenheim Capital
Chicago,
Illinois
|
$3.4M
|
-$42.4K
|
-3,152
|
-1%
|
|
|
6
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$1.82M
|
+$74.9K
|
+5,567
|
+4%
|
|
|
7
|
American International Group
New York
|
$1.42M
|
+$55K
|
+4,086
|
+4%
|
|
|
8
|
Wells Fargo
San Francisco,
California
|
$1.42M
|
+$53.9K
|
+4,005
|
+4%
|
|
|
9
|
Bank of America
Charlotte,
North Carolina
|
$1.14M
|
+$195K
|
+14,463
|
+21%
|
|
|
10
|
LPL Financial
San Diego,
California
|
$1.13M
|
-$54.6K
|
-4,056
|
-5%
|
|
|
11
|
Schnieders Capital Management
Pasadena,
California
|
$949K
|
+$50.5K
|
+3,750
|
+6%
|
|
|
12
|
Cetera Advisor Networks
El Segundo,
California
|
$885K
|
+$154K
|
+11,477
|
+22%
|
|
|
13
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$860K
|
+$30.7K
|
+2,282
|
+4%
|
|
|
14
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$774K
|
-$7.07K
|
-525
|
-0.9%
|
|
|
15
|
City of London Investment Management
London,
United Kingdom
|
$643K
|
-$202K
|
-15,000
|
-24%
|
|
|
16
|
|
$635K
|
+$346K
|
+25,712
|
+124%
|
|
|
17
|
Credit Suisse
Zurich,
Switzerland
|
$594K
|
–
|
–
|
–
|
|
|
18
|
Clough Capital Partners
Boston,
Massachusetts
|
$511K
|
+$502K
|
+37,300
|
New
|
|
|
19
|
Raymond James & Associates
St Petersburg,
Florida
|
$495K
|
-$203K
|
-15,091
|
-29%
|
|
|
20
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$362K
|
+$34.9K
|
+2,595
|
+11%
|
|
|
21
|
D.A. Davidson & Co
Great Falls,
Montana
|
$360K
|
-$5.41K
|
-402
|
-2%
|
|
|
22
|
AQR Arbitrage
Greenwich,
Connecticut
|
$356K
|
+$350K
|
+26,005
|
New
|
|
|
23
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$351K
|
-$3.55K
|
-264
|
-1%
|
|
|
24
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$342K
|
-$119K
|
-8,860
|
-26%
|
|
|
25
|
|
$263K
|
+$258K
|
+19,185
|
New
|
|
