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ALPS Dynamic US Dividend Advantage ETF

21 hedge funds and large institutions have $116M invested in ALPS Dynamic US Dividend Advantage ETF in 2019 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

31% more funds holding

Funds holding: 1621 (+5)

17% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 6

10% more capital invested

Capital invested by funds: $105M → $116M (+$10.5M)

6.37% more ownership

Funds ownership: 79.54%85.91% (+6.4%)

Holders
21
Holders Change
+5
Holders Change %
+31.25%
% of All Funds
0.45%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
7
Increased
7
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$57.7M -$3.63M -117,541 -6%
BTS
2
BB&T Securities
Virginia
$32.1M -$1.52M -49,359 -5%
RJA
3
Raymond James & Associates
Florida
$9.14M +$1.77M +57,445 +25%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$4.15M +$3.99M +129,149 New
ECA
5
Elevated Capital Advisors
Utah
$2.86M +$3.01M +97,321 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.92M -$3.46M -111,938 -65%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.49M +$1.43M +46,381 New
NA
8
NewEdge Advisors
Louisiana
$1.47M +$54.7K +1,772 +4%
AG
9
Advisor Group
Arizona
$1.07M -$18.8K -609 -2%
Citadel Advisors
10
Citadel Advisors
Florida
$779K +$186K +6,020 +33%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$714K +$7.01K +227 +1%
SWP
12
Stratos Wealth Partners
Ohio
$689K -$7.32K -237 -1%
BFEC
13
Benjamin F. Edwards & Company
Missouri
$463K +$710 +23 +0.2%
Jane Street
14
Jane Street
New York
$353K +$340K +11,003 New
HH
15
Hilltop Holdings
Texas
$335K +$45.9K +1,486 +17%
Wells Fargo
16
Wells Fargo
California
$91K +$87.1K +2,820 New
UBS Group
17
UBS Group
Switzerland
$69K +$31.8K +1,030 +92%
Fifth Third Bancorp
18
Fifth Third Bancorp
Ohio
$46K +$44.4K +1,439 New
Koshinski Asset Management
19
Koshinski Asset Management
Illinois
$5.6K -$7.23K -234 -0.1%
CIAS
20
Capital Investment Advisory Services
North Carolina
$3K
PFS
21
Prospera Financial Services
Texas
-$2.01M -70,676 Closed
MOS
22
MGO One Seven
Ohio
-$98K -3,515 Closed
Fidelity Investments
23
Fidelity Investments
Massachusetts
+$31 +1 New

RFDA Hedge Fund Activity: Q1 2019 in Review

21 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in ALPS Dynamic US Dividend Advantage ETF (RFDA) for Q1 2019, worth a combined $116M — up 10% from $105M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new RFDA positions and 2 closed out — a net gain of 5 holders — while 7 added to existing stakes and 6 trimmed.

The largest buyer was Envestnet Asset Management, opening a new position worth an estimated $3.99M. The largest seller was RiverFront Investment Group, cutting an estimated $3.63M.

  • 21 institutional investors held ALPS Dynamic US Dividend Advantage ETF (RFDA) as of Q1 2019, up from 16 in Q4 2018.
  • Funds reported $116M of ALPS Dynamic US Dividend Advantage ETF stock for Q1 2019, up 10% quarter-over-quarter.
  • 7 funds opened new ALPS Dynamic US Dividend Advantage ETF positions in Q1 2019 and 2 closed out, a net change of +5 holders.
  • The largest ALPS Dynamic US Dividend Advantage ETF buyer in Q1 2019 was Envestnet Asset Management, an estimated $3.99M added.
  • The largest ALPS Dynamic US Dividend Advantage ETF seller in Q1 2019 was RiverFront Investment Group, an estimated $3.63M sold.

Based on aggregated 13F filings for Q1 2019.