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Regions Financial
RF

Name Holding Trade Value Shares
Change 		Change in
Stake
HFM
501
Hartford Financial Management
Connecticut
$32K – – –
SAMC
502
Shinko Asset Management Company
Japan
$31K – – –
GWM
503
Gupta Wealth Management
California
$30K -$1.54K -191 -5%
WIC
504
Water Island Capital
New York
$28K -$14.5K -1,800 -33%
TRCT
505
Tower Research Capital (TRC)
New York
$26K +$24.5K +3,049 +1,525%
CFA
506
CT Financial Advisors
Pennsylvania
$25.5K – – –
NFG
507
Next Financial Group
Texas
$25K +$8.35K +1,038 +48%
CTC
508
Central Trust Company
Missouri
$24K -$29K -3,600 -54%
GS
509
GAM Systematic
United Kingdom
$22K -$175K -21,732 -89%
VCM
510
Versant Capital Management
Arizona
$22K +$4.15K +516 +22%
ECM
511
Estabrook Capital Management
New York
$21.3K – – –
GAM
512
Gemmer Asset Management
California
$21K – – –
MFW
513
Mosaic Family Wealth
Missouri
$20K – – –
CAW
514
Cornerstone Advisors (Washington)
Washington
$20K +$1.53K +190 +8%
CG
515
Cutler Group
California
$19K – – –
PHK
516
Point72 Hong Kong
Hong Kong
$18K +$18.5K +2,300 New
DADC
517
D.A. Davidson & Co
Montana
$18K +$19K +2,358 +2,742%
AW
518
Alpha Windward
Massachusetts
$17K -$344K -42,780 -95%
AIM
519
Anchor Investment Management
South Carolina
$16.2K +$16.6K +2,059 New
BKA
520
Brick & Kyle Associates
Pennsylvania
$16K – – –
KKAMG
521
Kernodle & Katon Asset Management Group
Arkansas
$16K +$442 +55 +3%
HCP
522
Holt Capital Partners
Texas
$16K +$16.5K +2,050 New
ZB
523
Zions Bancorporation
Utah
$15K -$3.47K -431 -21%
NC
524
NewSquare Capital
Pennsylvania
$15K +$15.8K +1,963 New
LNB
525
Ledyard National Bank
$13K – – –
19 20
21
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