Water Island Capital’s Regions Financial RF Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-1,000	Closed	-$9K	–	137
2016 Q2	$9K	Sell	1,000 -2,600	-72%	-$23.4K	﹤0.01%	124
2016 Q1	$28K	Sell	3,600 -1,800	-33%	-$14K	﹤0.01%	110
2015 Q4	$52K	Buy	+5,400	New	+$52K	﹤0.01%	93