|
1
|
CIBC World Market
Toronto,
Ontario, Canada
|
–
|
-$9.13M
|
-311,971
|
Closed
|
|
|
2
|
|
–
|
-$1.06M
|
-36,182
|
Closed
|
|
|
3
|
Opes Wealth Management
Menlo Park,
California
|
–
|
-$998K
|
-34,095
|
Closed
|
|
|
4
|
LPL Financial
San Diego,
California
|
–
|
-$896K
|
-30,620
|
Closed
|
|
|
5
|
Creative Planning
Overland Park,
Kansas
|
–
|
-$861K
|
-29,413
|
Closed
|
|
|
6
|
Flow Traders U.S.
New York
|
–
|
-$687K
|
-23,462
|
Closed
|
|
|
7
|
D.A. Davidson & Co
Great Falls,
Montana
|
–
|
-$633K
|
-21,612
|
Closed
|
|
|
8
|
Krilogy Financial
St. Louis,
Missouri
|
–
|
-$392K
|
-13,396
|
Closed
|
|
|
9
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$309K
|
-10,556
|
Closed
|
|
|
10
|
Cetera Advisors
Denver,
Colorado
|
–
|
-$299K
|
-10,231
|
Closed
|
|
|
11
|
Cetera Investment Advisers
Schaumburg,
Illinois
|
–
|
-$278K
|
-9,488
|
Closed
|
|
|
12
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
–
|
-$268K
|
-9,140
|
Closed
|
|
|
13
|
Arrowroot Family Office
Marina Del Rey,
California
|
–
|
-$215K
|
-7,334
|
Closed
|
|
|
14
|
Bank of Montreal
Toronto,
Ontario, Canada
|
–
|
-$190K
|
-6,486
|
Closed
|
|
|
15
|
Tennessee Valley Asset Management Partners
Knoxville,
Tennessee
|
–
|
-$75.7K
|
-2,587
|
Closed
|
|
|
16
|
UBS Group
Zurich,
Switzerland
|
–
|
-$44.2K
|
-1,510
|
Closed
|
|
|
17
|
Osaic Holdings
Scottsdale,
Arizona
|
–
|
-$25.4K
|
-868
|
Closed
|
|
|
18
|
National Bank of Canada
Montreal,
Quebec, Canada
|
–
|
-$23.5K
|
-821
|
Closed
|
|
|
19
|
Focused Wealth Management
Newburgh,
New York
|
–
|
-$3.42K
|
-117
|
Closed
|
|
|
20
|
|
–
|
-$3.15K
|
-107
|
Closed
|
|
|
21
|
William Blair & Company
Chicago,
Illinois
|
–
|
-$188
|
-6
|
Closed
|
|
