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iShares Mortgage Real Estate ETF

103 hedge funds and large institutions have $438M invested in iShares Mortgage Real Estate ETF in 2013 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 37 increasing their positions, 29 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

138% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 13

28% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 29

18% more funds holding

Funds holding: 87103 (+16)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

0.14% less ownership

Funds ownership: 6.82%6.69% (-0.14%)

23% less capital invested

Capital invested by funds: $566M → $438M (-$128M)

53% less call options, than puts

Call options by funds: $980K | Put options by funds: $2.09M

Holders
103
Holders Change
+16
Holders Change %
+18.39%
% of All Funds
2.99%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.15%
New
31
Increased
37
Reduced
29
Closed
13
Calls
$980K
Puts
$2.09M
Net Calls
-$1.11M
Net Calls Change
-$754K
Name Holding Trade Value Shares
Change
Change in
Stake
SAC
1
Smith Affiliated Capital
New York
$184M
Morgan Stanley
2
Morgan Stanley
New York
$29.4M -$4.7M -99,354 -13%
U
3
UBS
Switzerland
$17.5M -$9.07M -191,833 -34%
MIM
4
Miller Investment Management
Pennsylvania
$17.2M +$39.6K +838 +0.2%
BFA
5
BlackRock Fund Advisors
California
$14.6M -$371K -7,844 -2%
Bank of America
6
Bank of America
North Carolina
$13.3M -$12.5M -265,225 -48%
Wells Fargo
7
Wells Fargo
California
$13.2M +$3.26M +69,028 +32%
LPL Financial
8
LPL Financial
California
$11.3M +$468K +9,900 +4%
CIA
9
Capital Investment Advisors
Georgia
$10.7M +$10.9M +231,426 New
Schroder Investment Management Group
10
Schroder Investment Management Group
United Kingdom
$9.43M
Goldman Sachs
11
Goldman Sachs
New York
$7.86M -$2.86M -60,485 -26%
Comerica Bank
12
Comerica Bank
Texas
$7.34M -$28.8M -608,347 -79%
CS
13
Credit Suisse
Switzerland
$5.84M +$5.99M +126,710 New
SG Americas Securities
14
SG Americas Securities
New York
$5.55M +$5.39M +113,917 +1,741%
BCM
15
Brookstone Capital Management
Illinois
$5.13M +$5.26M +111,242 New
PWM
16
Patriot Wealth Management
Texas
$4.5M +$779K +16,475 +20%
N
17
Nuveen
North Carolina
$4.14M +$33.1K +701 +0.8%
TRCT
18
Tower Research Capital (TRC)
New York
$4.12M +$4.23M +89,488 New
TCB
19
Texas Capital Bancshares
Texas
$3.67M +$3.76M +79,526 New
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$3.49M +$113K +2,392 +3%
PAM
21
Panagora Asset Management
Massachusetts
$3.42M +$1.3M +27,539 +59%
CHA
22
Cedar Hill Associates
Illinois
$3.09M +$3.17M +67,131 New
EI
23
Excelsia Inc
Georgia
$2.99M -$393K -8,319 -11%
Thrivent Financial for Lutherans
24
Thrivent Financial for Lutherans
Minnesota
$2.88M
ECM
25
Evergreen Capital Management
Washington
$2.76M +$88K +1,861 +3%

REM Hedge Fund Activity: Q4 2013 in Review

103 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares Mortgage Real Estate ETF (REM) for Q4 2013, worth a combined $438M — down 23% from $566M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new REM positions and 13 closed out — a net gain of 18 holders — while 37 added to existing stakes and 29 trimmed.

The largest buyer was Credit Suisse, opening a new position worth an estimated $5.99M. The largest seller was Comerica Bank, cutting an estimated $28.8M.

  • 103 institutional investors held iShares Mortgage Real Estate ETF (REM) as of Q4 2013, up from 87 in Q3 2013.
  • Funds reported $438M of iShares Mortgage Real Estate ETF stock for Q4 2013, down 23% quarter-over-quarter.
  • 31 funds opened new iShares Mortgage Real Estate ETF positions in Q4 2013 and 13 closed out, a net change of +18 holders.
  • The largest iShares Mortgage Real Estate ETF buyer in Q4 2013 was Credit Suisse, an estimated $5.99M added.
  • The largest iShares Mortgage Real Estate ETF seller in Q4 2013 was Comerica Bank, an estimated $28.8M sold.

Based on aggregated 13F filings for Q4 2013.