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iShares Mortgage Real Estate ETF
REM

123 hedge funds and large institutions have $351M invested in iShares Mortgage Real Estate ETF in 2014 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 47 increasing their positions, 38 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

73% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 15

40% more funds holding in top 10

Funds holding in top 10: 5 → 7 (+2)

24% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 38

15% more capital invested

Capital invested by funds: $306M → $351M (+$44.7M)

7% more funds holding

Funds holding: 115 → 123 (+8)

4.23% more ownership

Funds ownership: 6.3% → 10.52% (+4.2%)

94% less call options, than puts

Call options by funds: $850K | Put options by funds: $14.6M

Holders
123
Holders Change
+8
Holders Change %
+6.96%
% of All Funds
3.28%
Holding in Top 10
7
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+40%
% of All Funds
0.19%
New
26
Increased
47
Reduced
38
Closed
15
Calls
$850K
Puts
$14.6M
Net Calls
-$13.7M
Net Calls Change
+$1.29M

Top Buyers

1
CIA
Capital Investment Advisors
Georgia
+$171M
2
BFA
BlackRock Fund Advisors
California
+$7.41M
3
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
+$6.32M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$4.78M
5
Goldman Sachs
Goldman Sachs
New York
+$3.42M

Top Sellers

1
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
-$8.62M
2
LPL Financial
LPL Financial
California
-$3.42M
3
PSI
Pinnacle Summer Investments
Virginia
-$1.82M
4
Morgan Stanley
Morgan Stanley
New York
-$1.27M
5
TRCT
Tower Research Capital (TRC)
New York
-$1.09M
Name Holding Trade Value Shares
Change 		Change in
Stake
ONB
101
Old National Bancorp
Indiana
$125K – – –
QCMC
102
Quantum Capital Management (California)
California
$120K +$126K +2,563 New
Franklin Resources
103
Franklin Resources
California
$117K – – –
GWA
104
Genesis Wealth Advisors
Massachusetts
$109K +$113K +2,300 New
Creative Planning
105
Creative Planning
Kansas
$103K -$103K -2,088 -49%
US Bancorp
106
US Bancorp
Minnesota
$55K – – –
CAPTRUST Financial Advisors
107
CAPTRUST Financial Advisors
North Carolina
$47K +$49.8K +1,013 New
SSB
108
Sandy Spring Bank
Maryland
$40K -$19.9K -406 -32%
CCA
109
Catalyst Capital Advisors
New York
$35K +$36.9K +750 New
ASN
110
Advisory Services Network
Georgia
$29K +$30.7K +625 New
HNB
111
Huntington National Bank
Ohio
$27K – – –
SC
112
Searle & Co
Connecticut
$23K +$24.6K +500 New
NES
113
New England Securities
New York
$22K – – –
Credit Agricole
114
Credit Agricole
France
$18K – – –
CPA
115
Cowen Prime Advisors
New York
$17K +$295 +6 +2%
NC
116
NewSquare Capital
Pennsylvania
$16K – – –
RFA
117
Reilly Financial Advisors
California
$15K +$16.4K +334 New
Northwestern Mutual Wealth Management
118
Northwestern Mutual Wealth Management
Wisconsin
$13K +$6.14K +125 +80%
PNC Financial Services Group
119
PNC Financial Services Group
Pennsylvania
$12K -$171K -3,475 -93%
NFG
120
Next Financial Group
Texas
$11K -$46.9K -955 -80%
RIA
121
Regal Investment Advisors
Michigan
$8K +$8.55K +174 New
WA
122
WFG Advisors
Texas
$5K -$2.85K -58 -37%
GGPS
123
Gary Goldberg Planning Services
New York
$4K +$590 +12 +16%
BRWA
124
B. Riley Wealth Advisors
Florida
$3.34K +$322K +6,560 +116%
Fifth Third Bancorp
125
Fifth Third Bancorp
Ohio
$1K -$9.34K -190 -88%
2 3 4
5
6

REM Hedge Fund Activity: Q4 2014 in Review

123 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in iShares Mortgage Real Estate ETF (REM) for Q4 2014, worth a combined $351M — up 15% from $306M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new REM positions and 15 closed out — a net gain of 11 holders — while 47 added to existing stakes and 38 trimmed.

The largest buyer was Capital Investment Advisors, adding an estimated $171M. The largest seller was Thrivent Financial for Lutherans, exiting entirely with an estimated $8.62M sold.

  • 123 institutional investors held iShares Mortgage Real Estate ETF (REM) as of Q4 2014, up from 115 in Q3 2014.
  • Funds reported $351M of iShares Mortgage Real Estate ETF stock for Q4 2014, up 15% quarter-over-quarter.
  • 26 funds opened new iShares Mortgage Real Estate ETF positions in Q4 2014 and 15 closed out, a net change of +11 holders.
  • The largest iShares Mortgage Real Estate ETF buyer in Q4 2014 was Capital Investment Advisors, an estimated $171M added.
  • The largest iShares Mortgage Real Estate ETF seller in Q4 2014 was Thrivent Financial for Lutherans, an estimated $8.62M sold.

Based on aggregated 13F filings for Q4 2014.