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iShares Mortgage Real Estate ETF
REM

103 hedge funds and large institutions have $438M invested in iShares Mortgage Real Estate ETF in 2013 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 37 increasing their positions, 29 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

138% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 13

28% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 29

18% more funds holding

Funds holding: 87 → 103 (+16)

0% more funds holding in top 10

Funds holding in top 10: 5 → 5 (0)

0.14% less ownership

Funds ownership: 6.82% → 6.69% (-0.14%)

23% less capital invested

Capital invested by funds: $566M → $438M (-$128M)

53% less call options, than puts

Call options by funds: $980K | Put options by funds: $2.09M

Holders
103
Holders Change
+16
Holders Change %
+18.39%
% of All Funds
2.99%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.15%
New
31
Increased
37
Reduced
29
Closed
13
Calls
$980K
Puts
$2.09M
Net Calls
-$1.11M
Net Calls Change
-$754K

Top Buyers

Rank Fund Capital Flow
1
CS
Credit Suisse
Switzerland
+$5.99M
2
SG Americas Securities
SG Americas Securities
New York
+$5.39M
3
TRCT
Tower Research Capital (TRC)
New York
+$4.23M
4
TCB
Texas Capital Bancshares
Texas
+$3.76M
5
Wells Fargo
Wells Fargo
California
+$3.26M

Top Sellers

Rank Fund Capital Flow
1
Comerica Bank
Comerica Bank
Texas
-$28.8M
2
Bank of America
Bank of America
North Carolina
-$12.5M
3
U
UBS
Switzerland
-$9.07M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$5.41M
5
TC
Talkot Capital
California
-$4.83M
Name Holding Trade Value Shares
Change 		Change in
Stake
Creative Planning
76
Creative Planning
Kansas
$258K +$124K +2,621 +88%
PG
77
PEAK6 Group
Illinois
$250K +$43.7K +925 +21%
CCG
78
Cypress Capital Group
Florida
$227K -$331 -7 -0.1%
GWM
79
Greenwich Wealth Management
Connecticut
$222K +$228K +4,823 New
Northern Trust
80
Northern Trust
Illinois
$218K +$224K +4,737 New
HF
81
Hoxton Financial
West Virginia
$216K +$12.2K +258 +6%
JA
82
JOYN Advisors
Georgia
$199K +$205K +4,326 New
OC
83
Oarsman Capital
Wisconsin
$190K +$7.23K +153 +4%
AI
84
Atria Investments
North Carolina
$164K +$32.1K +679 +24%
DG
85
Davidson & Garrard
Virginia
$148K -$384K -8,131 -72%
GCA
86
Greenwood Capital Associates
South Carolina
$145K +$149K +3,142 New
SCG
87
Strategic Capital Group
Washington
$136K -$2.22M -46,914 -94%
ONB
88
Old National Bancorp
Indiana
$123K – – –
PNC Financial Services Group
89
PNC Financial Services Group
Pennsylvania
$84K -$155K -3,282 -64%
Fifth Third Bancorp
90
Fifth Third Bancorp
Ohio
$54K +$55.7K +1,179 New
Northwestern Mutual Wealth Management
91
Northwestern Mutual Wealth Management
Wisconsin
$52K +$53.2K +1,126 New
RFA
92
Reilly Financial Advisors
California
$31K +$15.9K +337 +101%
ASN
93
Advisory Services Network
Georgia
$29K +$29.5K +625 New
NES
94
New England Securities
New York
$26K -$6.62K -140 -20%
HNB
95
Huntington National Bank
Ohio
$26K – – –
PAS
96
Partnervest Advisory Services
California
$23K +$11.8K +250 +100%
BCM
97
Blume Capital Management
California
$23K +$23.7K +502 New
NC
98
NewSquare Capital
Pennsylvania
$16K – – –
CEMP
99
Compass Efficient Model Portfolios
Tennessee
$10K +$10.3K +218 New
WA
100
WFG Advisors
Texas
$9K -$21.4K -453 -69%
1 2 3
4
5

REM Hedge Fund Activity: Q4 2013 in Review

103 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares Mortgage Real Estate ETF (REM) for Q4 2013, worth a combined $438M — down 23% from $566M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new REM positions and 13 closed out — a net gain of 18 holders — while 37 added to existing stakes and 29 trimmed.

The largest buyer was Credit Suisse, opening a new position worth an estimated $5.99M. The largest seller was Comerica Bank, cutting an estimated $28.8M.

  • 103 institutional investors held iShares Mortgage Real Estate ETF (REM) as of Q4 2013, up from 87 in Q3 2013.
  • Funds reported $438M of iShares Mortgage Real Estate ETF stock for Q4 2013, down 23% quarter-over-quarter.
  • 31 funds opened new iShares Mortgage Real Estate ETF positions in Q4 2013 and 13 closed out, a net change of +18 holders.
  • The largest iShares Mortgage Real Estate ETF buyer in Q4 2013 was Credit Suisse, an estimated $5.99M added.
  • The largest iShares Mortgage Real Estate ETF seller in Q4 2013 was Comerica Bank, an estimated $28.8M sold.

Based on aggregated 13F filings for Q4 2013.