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iShares Mortgage Real Estate ETF
REM

136 hedge funds and large institutions have $520M invested in iShares Mortgage Real Estate ETF in 2017 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 50 increasing their positions, 41 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 41

4.5% less ownership

Funds ownership: 33.39% → 28.89% (-4.5%)

6% less funds holding

Funds holding: 144 → 136 (-8)

13% less funds holding in top 10

Funds holding in top 10: 8 → 7 (-1)

14% less capital invested

Capital invested by funds: $604M → $520M (-$84M)

37% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 19

80% less call options, than puts

Call options by funds: $904K | Put options by funds: $4.41M

Holders
136
Holders Change
-8
Holders Change %
-5.56%
% of All Funds
3.39%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.17%
New
12
Increased
50
Reduced
41
Closed
19
Calls
$904K
Puts
$4.41M
Net Calls
-$3.51M
Net Calls Change
+$5.81M

Top Buyers

1
FAM
Flaharty Asset Management
Florida
+$8.36M
2
AWMS
Advocacy Wealth Management Services
Georgia
+$4.09M
3
MLM
Mount Lucas Management
Pennsylvania
+$3.38M
4
Mackenzie Financial
Mackenzie Financial
Ontario, Canada
+$3.36M
5
G
Gainplan
Michigan
+$2.47M

Top Sellers

1
NSLI
Nan Shan Life Insurance
Taiwan
-$32.5M
2
BlackRock
BlackRock
New York
-$26.6M
3
NCM
Niemann Capital Management
Nevada
-$19M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$10.3M
5
UCFA
United Capital Financial Advisors
Texas
-$8.43M
Name Holding Trade Value Shares
Change 		Change in
Stake
JP Morgan Chase
26
JP Morgan Chase
New York
$4.23M +$346K +7,398 +9%
MLM
27
Mount Lucas Management
Pennsylvania
$4.16M +$3.38M +72,297 +438%
AllianceBernstein
28
AllianceBernstein
Tennessee
$3.48M +$240K +5,141 +7%
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$3.41M +$62.2K +1,330 +2%
Citigroup
30
Citigroup
New York
$3.26M +$192K +4,117 +6%
AFP
31
Ausdal Financial Partners
Iowa
$2.83M +$23.7K +508 +0.8%
SRSA
32
S.R. Schill & Associates
Washington
$2.79M +$1.72M +36,742 +161%
JCM
33
Janney Capital Management
Pennsylvania
$2.66M -$86.5K -1,851 -3%
CAN
34
Cetera Advisor Networks
California
$2.63M -$8.6K -184 -0.3%
G
35
Gainplan
Michigan
$2.48M +$2.47M +52,839 New
PWM
36
Patriot Wealth Management
Texas
$2.43M +$186K +3,982 +8%
FCAG
37
First Capital Advisors Group
New Jersey
$2.33M -$653K -13,962 -22%
Janney Montgomery Scott
38
Janney Montgomery Scott
Pennsylvania
$2.27M -$745K -15,940 -25%
Stifel Financial
39
Stifel Financial
Missouri
$2M +$816K +17,465 +70%
TRCT
40
Tower Research Capital (TRC)
New York
$1.95M +$712K +15,231 +58%
BCM
41
Brookstone Capital Management
Illinois
$1.86M -$119K -2,553 -6%
RJFSA
42
Raymond James Financial Services Advisors
Florida
$1.67M +$90.2K +1,930 +6%
PAG
43
Private Advisor Group
New Jersey
$1.42M -$281K -6,006 -17%
CA
44
Cetera Advisors
Colorado
$1.39M +$44K +942 +3%
QA
45
Quantitative Advantage
Minnesota
$1.38M -$40.1K -858 -3%
ACM
46
Alethea Capital Management
Washington
$1.36M – – –
N
47
Natixis
France
$1.25M -$1.73M -37,058 -58%
QFA
48
Quattro Financial Advisors
Texas
$1.23M +$1.22M +26,130 New
Cambridge Investment Research Advisors
49
Cambridge Investment Research Advisors
Iowa
$1.22M +$68.5K +1,466 +6%
Ameriprise
50
Ameriprise
Minnesota
$1.17M -$212K -4,532 -15%
1
2
3 4 5

REM Hedge Fund Activity: Q3 2017 in Review

136 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in iShares Mortgage Real Estate ETF (REM) for Q3 2017, worth a combined $520M — down 14% from $604M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of REM and 12 opened new positions — a net loss of 7 holders — while 41 trimmed existing stakes and 50 added.

The largest buyer was Flaharty Asset Management, adding an estimated $8.36M. The largest seller was Nan Shan Life Insurance, cutting an estimated $32.5M.

  • 136 institutional investors held iShares Mortgage Real Estate ETF (REM) as of Q3 2017, down from 144 in Q2 2017.
  • Funds reported $520M of iShares Mortgage Real Estate ETF stock for Q3 2017, down 14% quarter-over-quarter.
  • 12 funds opened new iShares Mortgage Real Estate ETF positions in Q3 2017 and 19 closed out, a net change of -7 holders.
  • The largest iShares Mortgage Real Estate ETF buyer in Q3 2017 was Flaharty Asset Management, an estimated $8.36M added.
  • The largest iShares Mortgage Real Estate ETF seller in Q3 2017 was Nan Shan Life Insurance, an estimated $32.5M sold.

Based on aggregated 13F filings for Q3 2017.