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RCS

PIMCO Strategic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of New York Mellon
26
Bank of New York Mellon
New York
$117K -$22.3K -2,168 -16%
ClearBridge Investments
27
ClearBridge Investments
New York
$114K
AIG
28
American International Group
New York
$108K +$82.7K +8,050 +314%
ST
29
Smithfield Trust
Pennsylvania
$81K
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$53K
First Manhattan
31
First Manhattan
New York
$50K
MFS
32
MSI Financial Services
Massachusetts
$46K -$1.44K -140 -3%
NES
33
New England Securities
New York
$46K +$1.54K +150 +3%
Envestnet Asset Management
34
Envestnet Asset Management
Illinois
$40K +$40.6K +3,948 New
RFA
35
Reilly Financial Advisors
California
$15K
Fifth Third Bancorp
36
Fifth Third Bancorp
Ohio
$14K -$5.14K -500 -27%
1IC
37
1919 Investment Counsel
Maryland
$13K
PFA
38
Paradigm Financial Advisors
Missouri
$3K
WEC
39
Winslow Evans & Crocker
Massachusetts
$2.54K
PP
40
Paloma Partners
Connecticut
-$1.3M -133,220 Closed
MIG
41
Mariner Investment Group
New York
-$407K -41,618 Closed
OC
42
Oppenheimer & Co
New York
-$367K -37,490 Closed
SG Americas Securities
43
SG Americas Securities
New York
-$295K -30,200 Closed
RCM
44
Rivernorth Capital Management
Florida
-$132K -13,491 Closed
EWM
45
Edge Wealth Management
New York
-$98K -10,000 Closed
Citigroup
46
Citigroup
New York
-$42K -4,310 Closed
Bank of Montreal
47
Bank of Montreal
Ontario, Canada
-$9K -900 Closed
BFEC
48
Benjamin F. Edwards & Company
Missouri
-$6K -600 Closed
TRCT
49
Tower Research Capital (TRC)
New York
-$5.51K -536 Closed