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RCS

PIMCO Strategic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SI
26
SII Investments
Wisconsin
$117K +$121K +11,930 New
KFS
27
KMS Financial Services
Washington
$115K +$356 +35 +0.3%
ClearBridge Investments
28
ClearBridge Investments
New York
$110K +$14.2K +1,394 +14%
EWM
29
Edge Wealth Management
New York
$98K +$102K +10,000 New
ST
30
Smithfield Trust
Pennsylvania
$78K
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$51K -$10.2K -1,000 -16%
First Manhattan
32
First Manhattan
New York
$48K -$10.2K -1,000 -17%
MFS
33
MSI Financial Services
Massachusetts
$46K
NES
34
New England Securities
New York
$43K +$132 +13 +0.3%
Citigroup
35
Citigroup
New York
$42K +$38.2K +3,756 +678%
AIG
36
American International Group
New York
$25K -$21.6K -2,129 -45%
Fifth Third Bancorp
37
Fifth Third Bancorp
Ohio
$18K
RFA
38
Reilly Financial Advisors
California
$15K
1IC
39
1919 Investment Counsel
Maryland
$12K
Bank of Montreal
40
Bank of Montreal
Ontario, Canada
$9K +$9.15K +900 New
BFEC
41
Benjamin F. Edwards & Company
Missouri
$6K +$6.1K +600 New
TRCT
42
Tower Research Capital (TRC)
New York
$5K -$31.4K -3,089 -85%
PFA
43
Paradigm Financial Advisors
Missouri
$3K +$3.05K +300 New
WEC
44
Winslow Evans & Crocker
Massachusetts
$2K +$2.54K +250 New
RJA
45
Raymond James & Associates
Florida
-$539K -51,763 Closed
Janney Montgomery Scott
46
Janney Montgomery Scott
Pennsylvania
-$132K -12,670 Closed
ICOA
47
Investment Centers of America
North Dakota
-$130K -12,263 Closed
Nomura Holdings
48
Nomura Holdings
Japan
-$119K -11,380 Closed
US Bancorp
49
US Bancorp
Minnesota
-$36K -3,500 Closed
Deutsche Bank
50
Deutsche Bank
Germany
-$6K -600 Closed