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Rocket Pharmaceuticals Warrant
RCKTW

Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
1
Sio Capital Management
New York
$65.4K +$77.2K +400,000 New
IC
2
Ikarian Capital
Texas
$60K +$70.8K +367,112 New
Citadel Advisors
3
Citadel Advisors
Florida
$58.4K +$69K +357,450 New
FBCM
4
Fort Baker Capital Management
California
$49.4K +$72.8K +377,439 New
CS
5
Clear Street
New York
$45.7K +$54K +279,940 New
Walleye Capital
6
Walleye Capital
New York
$39.5K +$138K +715,034 New
RI
7
RTW Investments
New York
$38.5K +$67.5K +350,000 New
JP Morgan Chase
8
JP Morgan Chase
New York
$27K – – –
AAA
9
Affinity Asset Advisors
New York
$12.3K +$14.5K +75,000 New
SCM
10
Silverarc Capital Management
Massachusetts
$11.5K +$20.2K +104,828 New
HF
11
HRT Financial
New York
$10K +$12.1K +62,914 New
SM
12
Skaana Management
New York
$2.56K +$4.49K +23,288 New
PFM
13
Privium Fund Management
Netherlands
$2.43K +$2.86K +14,846 New
Walleye Trading
14
Walleye Trading
New York
$1.92K +$6.72K +34,829 New
AA
15
Ancora Advisors
Ohio
$785 +$1.16K +6,000 New
WAM
16
Wolverine Asset Management
Illinois
$754 +$890 +4,615 New