|
1
|
BlackRock Fund Advisors
San Francisco,
California
|
–
|
-$19.8M
|
-798,814
|
Closed
|
|
|
2
|
First Trust Advisors
Wheaton,
Illinois
|
–
|
-$6.44M
|
-260,788
|
Closed
|
|
|
3
|
AB CarVal Investors
Minneapolis,
Minnesota
|
–
|
-$4.95M
|
-200,000
|
Closed
|
|
|
4
|
Travelers Companies
Saint Paul,
Minnesota
|
–
|
-$1.98M
|
-80,000
|
Closed
|
|
|
5
|
UBS Group
Zurich,
Switzerland
|
–
|
-$598K
|
-24,151
|
Closed
|
|
|
6
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$301K
|
-12,176
|
Closed
|
|
|
7
|
Wells Fargo
San Francisco,
California
|
–
|
-$293K
|
-11,888
|
Closed
|
|
|
8
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
–
|
-$283K
|
-11,524
|
Closed
|
|
|
9
|
Dalton Investments
Las Vegas,
Nevada
|
–
|
-$250K
|
-10,090
|
Closed
|
|
|
10
|
Sigma Planning Corp
Ann Arbor,
Michigan
|
–
|
-$219K
|
-8,850
|
Closed
|
|
|
11
|
Mercer Capital Advisers
Little Silver,
New Jersey
|
–
|
-$173K
|
-7,000
|
Closed
|
|
|
12
|
CI Investments Inc
Toronto,
Ontario, Canada
|
–
|
-$143K
|
-5,771
|
Closed
|
|
|
13
|
Endurance Wealth Management
Providence,
Rhode Island
|
–
|
-$139K
|
-5,600
|
Closed
|
|
|
14
|
Highlander Capital Management
Short Hills,
New Jersey
|
–
|
-$124K
|
-5,000
|
Closed
|
|
|
15
|
American International Group
New York
|
–
|
-$88.6K
|
-3,580
|
Closed
|
|
|
16
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
–
|
-$88K
|
-3,550
|
Closed
|
|
|
17
|
Dubuque Bank & Trust
Dubuque,
Iowa
|
–
|
-$69K
|
-2,800
|
Closed
|
|
|
18
|
Winslow Evans & Crocker
Boston,
Massachusetts
|
–
|
-$35.9K
|
-1,450
|
Closed
|
|
|
19
|
US Bancorp
Minneapolis,
Minnesota
|
–
|
-$31K
|
-1,260
|
Closed
|
|
|
20
|
Guggenheim Capital
Chicago,
Illinois
|
–
|
-$28K
|
-1,149
|
Closed
|
|
|
21
|
SignatureFD
Atlanta,
Georgia
|
–
|
-$25K
|
-1,000
|
Closed
|
|
|
22
|
Reilly Financial Advisors
La Mesa,
California
|
–
|
-$20K
|
-800
|
Closed
|
|
|
23
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
–
|
-$10K
|
-400
|
Closed
|
|
|
24
|
Capital Analysts LLC
Fort Washington,
Pennsylvania
|
–
|
-$4.95K
|
-200
|
Closed
|
|
