|
1
|
|
–
|
-$27.8M
|
-1,046,544
|
Closed
|
|
|
2
|
First Trust Advisors
Wheaton,
Illinois
|
–
|
-$7.01M
|
-263,467
|
Closed
|
|
|
3
|
GAM Holding
Zurich,
Switzerland
|
–
|
-$4.83M
|
-181,968
|
Closed
|
|
|
4
|
Wells Fargo
San Francisco,
California
|
–
|
-$3.71M
|
-139,682
|
Closed
|
|
|
5
|
Renaissance Technologies
New York
|
–
|
-$2.63M
|
-99,000
|
Closed
|
|
|
6
|
UBS Group
Zurich,
Switzerland
|
–
|
-$1.32M
|
-49,580
|
Closed
|
|
|
7
|
Summit Financial Wealth Advisors
Lafayette,
Louisiana
|
–
|
-$1.29M
|
-48,550
|
Closed
|
|
|
8
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$1.19M
|
-44,957
|
Closed
|
|
|
9
|
|
–
|
-$1.1M
|
-41,523
|
Closed
|
|
|
10
|
Corient Capital Partners
Newport Beach,
California
|
–
|
-$1.06M
|
-40,000
|
Closed
|
|
|
11
|
|
–
|
-$1.04M
|
-39,320
|
Closed
|
|
|
12
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
–
|
-$563K
|
-21,234
|
Closed
|
|
|
13
|
Welch & Forbes
Boston,
Massachusetts
|
–
|
-$513K
|
-19,333
|
Closed
|
|
|
14
|
Nations Financial Group
Cedar Rapids,
Iowa
|
–
|
-$348K
|
-13,785
|
Closed
|
|
|
15
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
–
|
-$346K
|
-13,044
|
Closed
|
|
|
16
|
LPL Financial
San Diego,
California
|
–
|
-$305K
|
-11,510
|
Closed
|
|
|
17
|
HSBC Holdings
London,
United Kingdom
|
–
|
-$265K
|
-10,000
|
Closed
|
|
|
18
|
Raymond James & Associates
St Petersburg,
Florida
|
–
|
-$226K
|
-8,500
|
Closed
|
|
|
19
|
Mercer Capital Advisers
Little Silver,
New Jersey
|
–
|
-$116K
|
-4,376
|
Closed
|
|
|
20
|
YorkBridge Wealth Partners
New York
|
–
|
-$109K
|
-4,100
|
Closed
|
|
|
21
|
People's United Financial
Bridgeport,
Connecticut
|
–
|
-$106K
|
-4,000
|
Closed
|
|
|
22
|
Bell Rock Capital
Rehoboth Beach,
Delaware
|
–
|
-$67K
|
-2,525
|
Closed
|
|
|
23
|
Catamount Wealth Management
Westport,
Connecticut
|
–
|
-$53K
|
-2,000
|
Closed
|
|
|
24
|
|
–
|
-$53K
|
-2,000
|
Closed
|
|
|
25
|
United Fire Group
Cedar Rapids,
Iowa
|
–
|
-$53K
|
-2,000
|
Closed
|
|
