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Global X NASDAQ-100 Covered Call ETF

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$223M +$26.9M +1,474,869 +14%
Morgan Stanley
2
Morgan Stanley
New York
$206M +$36.8M +2,014,780 +22%
Bank of America
3
Bank of America
North Carolina
$99.3M +$6.28M +344,125 +7%
GXJ
4
Global X Japan
Japan
$98.6M +$18.4M +1,005,072 +23%
Wells Fargo
5
Wells Fargo
California
$75M -$6.01M -329,159 -7%
Raymond James Financial
6
Raymond James Financial
Florida
$72.5M +$72.7M +3,981,869 New
NAM
7
Nissay Asset Management
Japan
$72.1M
Carson Wealth (CWM LLC)
8
Carson Wealth (CWM LLC)
Nebraska
$44M -$824K -45,142 -2%
Osaic Holdings
9
Osaic Holdings
Arizona
$43.2M +$8.11M +444,064 +23%
UBS Group
10
UBS Group
Switzerland
$41.8M +$9.84M +538,682 +31%
Ameriprise
11
Ameriprise
Minnesota
$39.5M +$2.16M +118,309 +6%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$38.8M +$4.17M +228,202 +12%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$23.5M +$1.79M +97,947 +8%
BCM
14
Brookstone Capital Management
Illinois
$21.8M -$470K -25,728 -2%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$21.8M +$1.08M +59,160 +5%
PS
16
Principal Securities
Iowa
$20.1M +$966K +52,888 +5%
HIP
17
HUB Investment Partners
Texas
$20.1M +$4.18M +229,094 +26%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$18.8M +$1.66M +90,758 +10%
SIS
19
Sound Income Strategies
Florida
$18.7M +$3.13M +171,177 +20%
Mirae Asset Global Investments
20
Mirae Asset Global Investments
South Korea
$15M +$1.31M +72,000 +10%
Mirae Asset Global ETFs Holdings
21
Mirae Asset Global ETFs Holdings
Hong Kong
$13.8M +$1.52M +83,145 +12%
SIM
22
Sims Investment Management
Ohio
$13.8M +$13.8M +755,446 New
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$13.1M +$714K +39,108 +6%
CIA
24
Caerus Investment Advisors
Texas
$12.5M -$2.34M -128,309 -16%
LEA
25
Legacy Edge Advisors
New York
$10.5M -$19.2K -1,052 -0.2%