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Nuveen NASDAQ 100 Dynamic Overwrite Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GWSG
101
GPS Wealth Strategies Group
Colorado
$10K +$9.78K +362 New
AWMS
102
Advocacy Wealth Management Services
Georgia
$8K +$7.56K +280 New
JP Morgan Chase
103
JP Morgan Chase
New York
$8K +$8.05K +298 New
LPP
104
Life Planning Partners
Florida
$6K – – –
Carson Wealth (CWM LLC)
105
Carson Wealth (CWM LLC)
Nebraska
$4K -$153K -5,661 -97%
BWS
106
BCR Wealth Strategies
Alabama
$3K – – –
Tower Research Capital (TRC)
107
Tower Research Capital (TRC)
New York
$3K – – –
SFS
108
Shaker Financial Services
Virginia
– -$2.33M -76,139 Closed
CFGS
109
Concourse Financial Group Securities
Alabama
– -$580K -21,488 Closed
DA
110
Doliver Advisors
Texas
– -$299K -11,042 Closed
HL
111
HeadInvest LLC
Maine
– -$325K -10,590 Closed
VCM
112
Vivaldi Capital Management
Illinois
– -$248K -8,103 Closed
CWM
113
Chemistry Wealth Management
New York
– -$223K -7,260 Closed
Cetera Advisors
114
Cetera Advisors
Colorado
– -$215K -7,004 Closed
Level Four Advisory Services
115
Level Four Advisory Services
Texas
– -$212K -6,923 Closed
RPCONE
116
Retirement Planning Company of New England
Rhode Island
– -$120K -3,931 Closed
Fifth Third Bancorp
117
Fifth Third Bancorp
Ohio
– -$86K -2,800 Closed
MTWM
118
Masso Torrence Wealth Management
New Jersey
– -$67K -2,194 Closed
CoreCap Advisors
119
CoreCap Advisors
Michigan
– -$52K -1,700 Closed
Confluence Wealth Services
120
Confluence Wealth Services
Pennsylvania
– -$36K -1,200 Closed
Citigroup
121
Citigroup
New York
– -$17K -541 Closed
AWM
122
Accel Wealth Management
Iowa
– -$14K -452 Closed
SFM
123
Signet Financial Management
New Jersey
– -$14K -450 Closed
WWMSC
124
Wagner Wealth Management (South Carolina)
South Carolina
– -$8K -250 Closed
SCA
125
Snowden Capital Advisors
New York
– -$6K -200 Closed