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Northern Trust US Quality Low Volatility ETF
QLV

Name Holding Trade Value Shares
Change 		Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$64.5M +$36.8M +501,326 +127%
Bank of America
2
Bank of America
North Carolina
$14.3M -$587K -8,007 -4%
LPL Financial
3
LPL Financial
California
$10.6M -$95.8K -1,306 -0.9%
Morgan Stanley
4
Morgan Stanley
New York
$3.87M -$551K -7,510 -12%
UBG
5
United Bank (Georgia)
Georgia
$3.23M +$161K +2,201 +5%
PFSC
6
Peoples Financial Services Corp
Pennsylvania
$2.44M -$13.6K -186 -0.5%
CWWM
7
Curry Webb Wealth Management
Indiana
$2.21M -$855K -11,665 -28%
CAL
8
Capital Analysts LLC
Pennsylvania
$2M +$2.04M +27,847 New
RF
9
Rossby Financial
Florida
$1.87M +$718K +9,791 +61%
Raymond James Financial
10
Raymond James Financial
Florida
$1.65M +$1.38M +18,832 +456%
PAG
11
Private Advisor Group
New Jersey
$1.3M +$30.7K +419 +2%
CAG
12
Crestwood Advisors Group
Massachusetts
$1.24M -$30.6K -417 -2%
EH
13
Equitable Holdings
New York
$1.11M +$147K +2,003 +15%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$974K +$739K +10,082 +291%
BWA
15
Beam Wealth Advisors
Louisiana
$854K -$61.5K -839 -7%
MML Investors Services
16
MML Investors Services
Massachusetts
$786K -$89.3K -1,218 -10%
HA
17
Herold Advisors
New York
$762K -$87.6K -1,195 -10%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$735K +$750K +10,224 New
Osaic Holdings
19
Osaic Holdings
Arizona
$600K +$367 +5 +0.1%
CRI
20
Colonial River Investments
Virginia
$439K -$144K -1,964 -24%
Jane Street
21
Jane Street
New York
$434K +$443K +6,038 New
Bank of New York Mellon
22
Bank of New York Mellon
New York
$424K +$432K +5,891 New
WAP
23
Wealthcare Advisory Partners
Pennsylvania
$372K +$2.64K +36 +0.7%
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
$370K +$147 +2 +0%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$370K -$3.3K -45 -0.9%
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