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Northern Trust US Quality Large Cap ETF
QLC

Name Holding Trade Value Shares
Change 		Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$243M +$35.8M +535,136 +16%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$38.7M +$2.3M +34,338 +6%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$13.4M -$364K -5,437 -3%
MML Investors Services
4
MML Investors Services
Massachusetts
$10.6M +$867K +12,957 +8%
SIM
5
Stratos Investment Management
Ohio
$4.77M +$4.75M +70,992 +1,890%
LPL Financial
6
LPL Financial
California
$3.66M +$503K +7,512 +15%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$3.52M +$450K +6,720 +14%
HA
8
Herold Advisors
New York
$2.66M +$305K +4,554 +12%
Northwestern Mutual Wealth Management
9
Northwestern Mutual Wealth Management
Wisconsin
$2.54M +$2.66M +39,738 New
LMKC
10
L.M. Kohn & Company
Ohio
$2.3M +$14.2K +212 +0.6%
EAM
11
Empirical Asset Management
Massachusetts
$2.27M +$56.2K +840 +2%
Goldman Sachs
12
Goldman Sachs
New York
$1.75M -$604K -9,025 -25%
FIM
13
Freedom Investment Management
Connecticut
$1.53M +$164K +2,456 +11%
PNC
14
Park National Corp
Ohio
$1.31M +$20K +299 +1%
HIM
15
Hanlon Investment Management
New Jersey
$1.24M -$392K -5,852 -23%
Bank of America
16
Bank of America
North Carolina
$983K +$557K +8,329 +118%
MWM
17
Meridian Wealth Management
Kentucky
$413K – – –
SB
18
Strategic Blueprint
Georgia
$301K – – –
AWM
19
Axxcess Wealth Management
California
$299K -$31.4K -469 -9%
CRI
20
Colonial River Investments
Virginia
$299K -$31.4K -469 -9%
WAP
21
Wealthcare Advisory Partners
Pennsylvania
$281K – – –
VA
22
VestGen Advisors
Illinois
$270K +$283K +4,234 New
CA
23
CoreCap Advisors
Michigan
$242K +$11.5K +172 +5%
AL
24
Aspiriant LLC
California
$240K -$24.6K -368 -9%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$223K -$8.36K -125 -3%
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