|
1
|
Principal Securities
Des Moines,
Iowa
|
$43.4M
|
+$1.54M
|
+30,500
|
+4%
|
|
|
2
|
Envestnet Asset Management
Chicago,
Illinois
|
$40.9M
|
+$1.02M
|
+20,086
|
+2%
|
|
|
3
|
Principal Financial Group
Des Moines,
Iowa
|
$16.3M
|
+$1.05M
|
+20,802
|
+7%
|
|
|
4
|
Wealth Enhancement Advisory Services
Plymouth,
Minnesota
|
$5.1M
|
-$217K
|
-4,281
|
-4%
|
|
|
5
|
GTS Securities
Miami,
Florida
|
$1.41M
|
+$339K
|
+6,704
|
+31%
|
|
|
6
|
LPL Financial
San Diego,
California
|
$1.15M
|
+$201K
|
+3,973
|
+21%
|
|
|
7
|
Smartleaf Asset Management
Boston,
Massachusetts
|
$691K
|
+$275K
|
+5,439
|
+64%
|
|
|
8
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$564K
|
+$323K
|
+6,378
|
+127%
|
|
|
9
|
Capital Investment Advisory Services
Raleigh,
North Carolina
|
$299K
|
+$186K
|
+3,682
|
+156%
|
|
|
10
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
$290K
|
-$115K
|
-2,268
|
-28%
|
|
|
11
|
NFP Retirement Inc
Aliso Viejo,
California
|
$255K
|
+$260K
|
+5,146
|
New
|
|
|
12
|
Cetera Investment Advisers
Schaumburg,
Illinois
|
$211K
|
–
|
–
|
–
|
|
|
13
|
Carson Wealth (CWM LLC)
Omaha,
Nebraska
|
$70K
|
+$71.7K
|
+1,416
|
New
|
|
|
14
|
GHP Investment Advisors
Denver,
Colorado
|
$5.64K
|
+$5.77K
|
+114
|
New
|
|
|
15
|
Cape Investment Advisory
Mcdonough,
Georgia
|
$2.62K
|
+$2.68K
|
+53
|
New
|
|
|
16
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
$249
|
+$253
|
+5
|
New
|
|
|
17
|
Osaic Holdings
Scottsdale,
Arizona
|
$148
|
-$10.8K
|
-214
|
-99%
|
|
|
18
|
|
$58
|
–
|
–
|
–
|
|
|
19
|
Wells Fargo
San Francisco,
California
|
$36
|
+$51
|
+1
|
New
|
|
|
20
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$18.1K
|
-361
|
Closed
|
|
