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Invesco FTSE RAFI Emerging Markets ETF

44 hedge funds and large institutions have $238M invested in Invesco FTSE RAFI Emerging Markets ETF in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

23% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 13

21% more capital invested

Capital invested by funds: $197M → $238M (+$40.9M)

7% more funds holding

Funds holding: 4144 (+3)

5.04% more ownership

Funds ownership: 59.51%64.55% (+5%)

Holders
44
Holders Change
+3
Holders Change %
+7.32%
% of All Funds
1.43%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
7
Increased
16
Reduced
13
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$124M -$11.5M -583,694 -9%
CCWA
2
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$23.5M +$22.3M +1,129,221 +4,339%
BTS
3
BB&T Securities
Virginia
$14.7M +$5.81K +294 +0.4%
RA
4
Research Affiliates
California
$14.1M +$1.15M +58,172 +9%
Bank of America
5
Bank of America
North Carolina
$7.8M -$821K -41,571 -10%
Morgan Stanley
6
Morgan Stanley
New York
$7.4M +$186K +9,436 +3%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$6.73M +$1.83M +92,561 +39%
U
8
UBS
Switzerland
$5.93M -$541K -27,399 -9%
TAIM
9
TD Ameritrade Investment Management
Nebraska
$5.3M +$264K +13,385 +5%
RCM
10
Rivernorth Capital Management
Florida
$5.03M +$1.44M +73,040 +42%
HSBC Holdings
11
HSBC Holdings
United Kingdom
$3.52M -$59.2K -3,000 -2%
NYLIM
12
New York Life Investment Management
New York
$3.17M
FMWA
13
Forvis Mazars Wealth Advisors
Missouri
$2.43M +$2.36M +119,676 New
JWA
14
JFS Wealth Advisors
Pennsylvania
$1.81M +$461K +23,324 +35%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.56M -$810K -41,006 -35%
PI
16
Placemark Investments
Illinois
$1.47M -$602K -30,501 -30%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$1.45M -$125K -6,344 -8%
BCM
18
Bluefin Capital Management
New York
$1.2M +$1.21M +61,256 New
MCC
19
Mid Continent Capital
Illinois
$1.02M +$342K +17,305 +52%
LPL Financial
20
LPL Financial
California
$872K -$53.7K -2,721 -6%
Goldman Sachs
21
Goldman Sachs
New York
$835K +$272K +13,793 +50%
Daiwa Securities Group
22
Daiwa Securities Group
Japan
$792K +$257K +13,000 +50%
GCT
23
Galaxy Capital Trading
British Virgin Islands
$647K +$630K +31,885 New
MIH
24
Madison Investment Holdings
Wisconsin
$575K
Jane Street
25
Jane Street
New York
$375K +$365K +18,473 New

PXH Hedge Fund Activity: Q3 2013 in Review

44 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Invesco FTSE RAFI Emerging Markets ETF (PXH) for Q3 2013, worth a combined $238M — up 21% from $197M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new PXH positions and 4 closed out — a net gain of 3 holders — while 16 added to existing stakes and 13 trimmed.

The largest buyer was CLA (CliftonLarsonAllen) Wealth Advisors, adding an estimated $22.3M. The largest seller was Invesco, cutting an estimated $11.5M.

  • 44 institutional investors held Invesco FTSE RAFI Emerging Markets ETF (PXH) as of Q3 2013, up from 41 in Q2 2013.
  • Funds reported $238M of Invesco FTSE RAFI Emerging Markets ETF stock for Q3 2013, up 21% quarter-over-quarter.
  • 7 funds opened new Invesco FTSE RAFI Emerging Markets ETF positions in Q3 2013 and 4 closed out, a net change of +3 holders.
  • The largest Invesco FTSE RAFI Emerging Markets ETF buyer in Q3 2013 was CLA (CliftonLarsonAllen) Wealth Advisors, an estimated $22.3M added.
  • The largest Invesco FTSE RAFI Emerging Markets ETF seller in Q3 2013 was Invesco, an estimated $11.5M sold.

Based on aggregated 13F filings for Q3 2013.