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PWX

Providence & Worcester Railroad Company
PWX

Delisted

PWX was delisted on the 1st of November, 2016.

22 hedge funds and large institutions have $26.3M invested in Providence & Worcester Railroad Company in 2014 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 5

4% less funds holding

Funds holding: 2322 (-1)

11% less capital invested

Capital invested by funds: $29.7M → $26.3M (-$3.32M)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
22
Holders Change
-1
Holders Change %
-4.35%
% of All Funds
0.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
5
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SAM
1
Steinberg Asset Management
New York
$6.1M -$127K -6,889 -2%
Dimensional Fund Advisors
2
Dimensional Fund Advisors
Texas
$3.9M +$10.9K +592 +0.3%
GF
3
Gabelli Funds
New York
$3.69M
Franklin Resources
4
Franklin Resources
California
$3.35M -$12K -650 -0.3%
GI
5
GAMCO Investors
Connecticut
$2.88M +$12.9K +700 +0.4%
TA
6
Teton Advisors
New York
$1.84M
OC
7
Oppenheimer & Close
New York
$1.65M
CCB
8
Cutter & Co Brokerage
Missouri
$789K +$125K +6,804 +18%
Vanguard Group
9
Vanguard Group
Pennsylvania
$562K
MA
10
Minerva Advisors
Pennsylvania
$476K
Northern Trust
11
Northern Trust
Illinois
$363K +$21.8K +1,183 +6%
MSFP
12
Mark Sheptoff Financial Planning
Connecticut
$251K +$262K +14,203 New
NAM
13
North American Management
Massachusetts
$212K
Morgan Stanley
14
Morgan Stanley
New York
$138K -$100K -5,449 -41%
Deutsche Bank
15
Deutsche Bank
Germany
$44K
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$30K
BBHC
17
Brown Brothers Harriman & Co
New York
$18K -$18.4K -1,000 -50%
Bank of Montreal
18
Bank of Montreal
Ontario, Canada
$18K
Wells Fargo
19
Wells Fargo
California
$18K +$387 +21 +2%
U
20
UBS
Switzerland
$7K +$7.34K +398 New
TRCT
21
Tower Research Capital (TRC)
New York
$2K -$21.8K -1,180 -92%
Manulife (Manufacturers Life Insurance)
22
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$6
TAM
23
THB Asset Management
Connecticut
-$470K -24,091 Closed
California Public Employees Retirement System
24
California Public Employees Retirement System
California
-$189K -9,551 Closed

PWX Hedge Fund Activity: Q1 2014 in Review

22 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Providence & Worcester Railroad Company (PWX) for Q1 2014, worth a combined $26.3M — down 11% from $29.7M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of PWX and 2 opened new positions — a net loss of 1 holder — while 5 trimmed existing stakes and 5 added.

The largest buyer was Cutter & Co Brokerage, adding an estimated $125K. The largest seller was THB Asset Management, exiting entirely with an estimated $470K sold.

  • 22 institutional investors held Providence & Worcester Railroad Company (PWX) as of Q1 2014, down from 23 in Q4 2013.
  • Funds reported $26.3M of Providence & Worcester Railroad Company stock for Q1 2014, down 11% quarter-over-quarter.
  • 2 funds opened new Providence & Worcester Railroad Company positions in Q1 2014 and 3 closed out, a net change of -1 holder.
  • The largest Providence & Worcester Railroad Company buyer in Q1 2014 was Cutter & Co Brokerage, an estimated $125K added.
  • The largest Providence & Worcester Railroad Company seller in Q1 2014 was THB Asset Management, an estimated $470K sold.

Based on aggregated 13F filings for Q1 2014.