|
1
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$45K
|
–
|
–
|
–
|
|
|
2
|
|
–
|
-$2.98M
|
-98,605
|
Closed
|
|
|
3
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$1.39M
|
-45,842
|
Closed
|
|
|
4
|
|
–
|
-$1.37M
|
-45,159
|
Closed
|
|
|
5
|
Wells Fargo
San Francisco,
California
|
–
|
-$1.1M
|
-36,314
|
Closed
|
|
|
6
|
Advisor Group
Phoenix,
Arizona
|
–
|
-$645K
|
-21,333
|
Closed
|
|
|
7
|
LPL Financial
San Diego,
California
|
–
|
-$483K
|
-15,967
|
Closed
|
|
|
8
|
|
–
|
-$467K
|
-15,431
|
Closed
|
|
|
9
|
Citadel Advisors
Miami,
Florida
|
–
|
-$419K
|
-13,845
|
Closed
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$350K
|
-11,560
|
Closed
|
|
|
11
|
Institute for Wealth Management
Denver,
Colorado
|
–
|
-$343K
|
-11,167
|
Closed
|
|
|
12
|
UBS Group
Zurich,
Switzerland
|
–
|
-$324K
|
-10,729
|
Closed
|
|
|
13
|
Ullmann Wealth Partners Group
Jacksonville Beach,
Florida
|
–
|
-$312K
|
-10,562
|
Closed
|
|
|
14
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
–
|
-$222K
|
-7,343
|
Closed
|
|
|
15
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
–
|
-$175K
|
-5,793
|
Closed
|
|
|
16
|
CIBC Private Wealth Group
Atlanta,
Georgia
|
–
|
-$133K
|
-4,384
|
Closed
|
|
|
17
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
–
|
-$73K
|
-2,407
|
Closed
|
|
|
18
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$64K
|
-2,125
|
Closed
|
|
|
19
|
Beacon Capital Management Inc (Ohio)
Dayton,
Ohio
|
–
|
-$62K
|
-2,034
|
Closed
|
|
|
20
|
Steward Partners Investment Advisory
New York
|
–
|
-$40K
|
-1,339
|
Closed
|
|
|
21
|
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
|
–
|
-$29K
|
-961
|
Closed
|
|
|
22
|
JOYN Advisors
Atlanta,
Georgia
|
–
|
-$15K
|
-492
|
Closed
|
|
|
23
|
Cribstone Capital Management
Augusta,
Maine
|
–
|
-$14K
|
-475
|
Closed
|
|
|
24
|
|
–
|
-$6K
|
-210
|
Closed
|
|
