|
1
|
JNBA Financial Advisors
Bloomington,
Minnesota
|
$50K
|
–
|
–
|
–
|
|
|
2
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$26K
|
–
|
–
|
–
|
|
|
3
|
|
–
|
-$4.28M
|
-40,021
|
Closed
|
|
|
4
|
Institute for Wealth Management
Denver,
Colorado
|
–
|
-$2.4M
|
-23,013
|
Closed
|
|
|
5
|
Sequoia Wealth Management
Hoffman Estates,
Illinois
|
–
|
-$1.41M
|
-13,182
|
Closed
|
|
|
6
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$839K
|
-8,034
|
Closed
|
|
|
7
|
|
–
|
-$655K
|
-6,129
|
Closed
|
|
|
8
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
–
|
-$414K
|
-3,875
|
Closed
|
|
|
9
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$367K
|
-3,435
|
Closed
|
|
|
10
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$301K
|
-2,817
|
Closed
|
|
|
11
|
LPL Financial
San Diego,
California
|
–
|
-$273K
|
-2,557
|
Closed
|
|
|
12
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
–
|
-$260K
|
-2,435
|
Closed
|
|
|
13
|
UBS Group
Zurich,
Switzerland
|
–
|
-$234K
|
-2,193
|
Closed
|
|
|
14
|
Wells Fargo
San Francisco,
California
|
–
|
-$197K
|
-1,840
|
Closed
|
|
|
15
|
Private Capital Group
West Hartford,
Connecticut
|
–
|
-$67K
|
-629
|
Closed
|
|
|
16
|
Advisor Group
Phoenix,
Arizona
|
–
|
-$54K
|
-507
|
Closed
|
|
|
17
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
–
|
-$54K
|
-506
|
Closed
|
|
|
18
|
Westside Investment Management
Santa Monica,
California
|
–
|
-$41.3K
|
-400
|
Closed
|
|
|
19
|
American Portfolios Advisors
Holbrook,
New York
|
–
|
-$29K
|
-271
|
Closed
|
|
|
20
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$21K
|
-200
|
Closed
|
|
|
21
|
Wealthspire Advisors (Maryland)
Potomac,
Maryland
|
–
|
-$5K
|
-50
|
Closed
|
|
|
22
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
–
|
-$4K
|
-40
|
Closed
|
|
