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Prudential

Name Holding Trade Value Shares
Change
Change in
Stake
HGWM
126
Harvest Group Wealth Management
Massachusetts
$2K – – –
HWM
127
HighMark Wealth Management
Minnesota
$2K – – –
ME
128
McIlrath & Eck
Washington
$2K – – –
SWM
129
Sugarloaf Wealth Management
Georgia
$2K – – –
WT
130
Whittier Trust
California
$2K – – –
ZIG
131
Zullo Investment Group
Pennsylvania
$2K – – –
CCM
132
Covington Capital Management
California
$2K +$2.04K +89 New
CB
133
Community Bank
New York
$2K +$2.15K +94 New
JWA
134
JFS Wealth Advisors
Pennsylvania
$1K -$6.64K -290 -82%
BIA
135
Bell Investment Advisors
California
$1K -$183 -8 -12%
EWM
136
Endurance Wealth Management
Rhode Island
$1K – – –
HI
137
Harbour Investments
Wisconsin
$1K – – –
IRC
138
Investors Research Corp
Georgia
$1K – – –
KFP
139
KB Financial Partners
New Jersey
$1K – – –
GI
140
Gradient Investments
Minnesota
$1K +$871 +38 New
FSWA
141
Financial Synergies Wealth Advisors
Texas
$937 – – –
RWM
142
Raffa Wealth Management
District of Columbia
$438 – – –
D.E. Shaw & Co
143
D.E. Shaw & Co
New York
– -$3.42M -136,252 Closed
CFM
144
Capricorn Fund Managers
United Kingdom
– -$2.25M -89,688 Closed
OMC
145
Old Mission Capital
Illinois
– -$1.74M -69,139 Closed
RFC
146
Regions Financial Corp
Alabama
– -$941K -37,468 Closed
Allianz Asset Management
147
Allianz Asset Management
Germany
– -$650K -25,896 Closed
AWA
148
Amplius Wealth Advisors
Pennsylvania
– -$437K -17,419 Closed
FA
149
FDx Advisors
Illinois
– -$437K -17,419 Closed
VCA
150
Verdence Capital Advisors
Maryland
– -$418K -16,665 Closed