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Prudential

141 hedge funds and large institutions have $907M invested in Prudential in 2014 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 45 increasing their positions, 52 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more call options, than puts

Call options by funds: $539K | Put options by funds: $245K

62% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 13

4% more funds holding

Funds holding: 136141 (+5)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.01% less ownership

Funds ownership: 0.82%0.81% (-0.01%)

4% less capital invested

Capital invested by funds: $945M → $907M (-$38.5M)

13% less repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 52

Holders
141
Holders Change
+5
Holders Change %
+3.68%
% of All Funds
4.09%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
21
Increased
45
Reduced
52
Closed
13
Calls
$539K
Puts
$245K
Net Calls
+$294K
Net Calls Change
-$220K
Name Holding Trade Value Shares
Change
Change in
Stake
TDC
126
Thompson Davis & Co
Virginia
$19K +$19.6K +432 New
ACS
127
Archford Capital Strategies
Illinois
$18K
EFSCE
128
Enterprise Financial Services Corp (EFSC)
Missouri
$17K
OSAM
129
O'Shaughnessy Asset Management
Connecticut
$17K
FWM
130
Focused Wealth Management
New York
$13K
GT
131
Glenmede Trust
Pennsylvania
$13K
JFGIW
132
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$10K +$10.3K +227 New
MFS
133
MSI Financial Services
Massachusetts
$8K
KT
134
Kanaly Trust
Texas
$8K +$2.81K +62 +48%
WA
135
Waverly Advisors
Alabama
$6K
Northwestern Mutual Wealth Management
136
Northwestern Mutual Wealth Management
Wisconsin
$5K +$545 +12 +13%
RWML
137
RAFFA WEALTH MANAGEMENT, LLC
District of Columbia
$4.94K +$862 +19 +20%
DADC
138
D.A. Davidson & Co
Montana
$4K
RFA
139
Reilly Financial Advisors
California
$3K
WEC
140
Winslow Evans & Crocker
Massachusetts
$2.89K +$45 +1 +1%
HMS
141
Hanseatic Management Services
New Mexico
$2K +$1.59K +35 New
MPWT
142
MassMutual Private Wealth & Trust
Connecticut
$1.42K +$1.5K +33 New
FGP
143
Foyston, Gordon, & Payne
Ontario, Canada
-$4.67M -104,870 Closed
Citadel Advisors
144
Citadel Advisors
Florida
-$834K -18,739 Closed
ARTA
145
A.R.T. Advisors
New York
-$584K -13,145 Closed
MSU
146
Maple Securities USA
New Jersey
-$479K -10,767 Closed
DWA
147
Dorsey Wright & Associates
California
-$347K -7,741 Closed
PAM
148
Princeton Alpha Management
New Jersey
-$239K -5,378 Closed
SM
149
Stratton Management
Pennsylvania
-$206K -4,640 Closed
JIC
150
Johnson Investment Counsel
Ohio
-$201K -4,536 Closed

PUK Hedge Fund Activity: Q3 2014 in Review

141 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Prudential (PUK) for Q3 2014, worth a combined $907M — down 4.1% from $945M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new PUK positions and 13 closed out — a net gain of 8 holders — while 45 added to existing stakes and 52 trimmed.

The largest buyer was Aperio Group, opening a new position worth an estimated $14.8M. The largest seller was Lazard Asset Management, cutting an estimated $34.6M.

  • 141 institutional investors held Prudential (PUK) as of Q3 2014, up from 136 in Q2 2014.
  • Funds reported $907M of Prudential stock for Q3 2014, down 4.1% quarter-over-quarter.
  • 21 funds opened new Prudential positions in Q3 2014 and 13 closed out, a net change of +8 holders.
  • The largest Prudential buyer in Q3 2014 was Aperio Group, an estimated $14.8M added.
  • The largest Prudential seller in Q3 2014 was Lazard Asset Management, an estimated $34.6M sold.

Based on aggregated 13F filings for Q3 2014.