We are live on ! Find out more
PUK icon

Prudential
PUK

124 hedge funds and large institutions have $835M invested in Prudential in 2013 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 44 increasing their positions, 34 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

581% more call options, than puts

Call options by funds: $211K | Put options by funds: $31K

29% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 34

14% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 14

9% more capital invested

Capital invested by funds: $764M → $835M (+$71M)

2% more funds holding

Funds holding: 122 → 124 (+2)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.04% less ownership

Funds ownership: 0.94% → 0.9% (-0.04%)

Holders
124
Holders Change
+2
Holders Change %
+1.64%
% of All Funds
4.02%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
16
Increased
44
Reduced
34
Closed
14
Calls
$211K
Puts
$31K
Net Calls
+$180K
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
FWCM
Ferguson Wellman Capital Management
Oregon
+$4.47M
2
FGP
Foyston, Gordon, & Payne
Ontario, Canada
+$3.44M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$3.22M
4
Invesco
Invesco
Georgia
+$2.93M
5
Fisher Asset Management
Fisher Asset Management
Washington
+$2.54M

Top Sellers

Rank Fund Capital Flow
1
IG
ING Group
Netherlands
-$22.7M
2
MAA
Managed Account Advisors
New Jersey
-$11.8M
3
JHIU
Janus Henderson Investors US
Colorado
-$11.1M
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$8.07M
5
Millennium Management
Millennium Management
New York
-$2.26M
Name Holding Trade Value Shares
Change 		Change in
Stake
Schroder Investment Management Group
101
Schroder Investment Management Group
United Kingdom
$21.1K – – –
CAW
102
Cornerstone Advisors (Washington)
Washington
$20K – – –
TRCT
103
Tower Research Capital (TRC)
New York
$19K +$14.7K +423 +378%
Barclays
104
Barclays
United Kingdom
$16K – – –
WRM
105
Westport Resources Management
Connecticut
$15K – – –
EFSCE
106
Enterprise Financial Services Corp (EFSC)
Missouri
$14K – – –
AIG
107
American International Group
New York
$13.5K – – –
MCM
108
Manchester Capital Management
Vermont
$11K – – –
FWM
109
Focused Wealth Management
New York
$11K +$10.8K +309 New
MA
110
MUFG Americas
New York
$9K – – –
Fifth Third Bancorp
111
Fifth Third Bancorp
Ohio
$8K -$4.11K -118 -35%
MFS
112
MSI Financial Services
Massachusetts
$7K +$418 +12 +7%
EWM
113
Evercore Wealth Management
New York
$7K +$7.17K +206 New
Northwestern Mutual Wealth Management
114
Northwestern Mutual Wealth Management
Wisconsin
$6K – – –
M&T Bank
115
M&T Bank
New York
$5K – – –
WA
116
Waverly Advisors
Alabama
$5K +$5.26K +151 New
Jones Financial Companies
117
Jones Financial Companies
Missouri
$4K – – –
BIM
118
BlackRock Investment Management
Delaware
$3K – – –
EPIM
119
Echo Point Investment Management
Pennsylvania
$3K – – –
RFA
120
Reilly Financial Advisors
California
$3K – – –
FNBT
121
FineMark National Bank & Trust
Florida
$2K – – –
HRIA
122
Haberer Registered Investment Advisor
Ohio
$1K +$1.36K +39 New
WF
123
WealthTrust Fairport
Ohio
$1K +$1.43K +41 New
JHIU
124
Janus Henderson Investors US
Colorado
– -$11.1M -349,456 Closed
Millennium Management
125
Millennium Management
New York
– -$2.26M -71,203 Closed
2 3 4
5
6

PUK Hedge Fund Activity: Q3 2013 in Review

124 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Prudential (PUK) for Q3 2013, worth a combined $835M — up 9.3% from $764M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new PUK positions and 14 closed out — a net gain of 2 holders — while 44 added to existing stakes and 34 trimmed.

The largest buyer was Ferguson Wellman Capital Management, opening a new position worth an estimated $4.47M. The largest seller was ING Group, cutting an estimated $22.7M.

  • 124 institutional investors held Prudential (PUK) as of Q3 2013, up from 122 in Q2 2013.
  • Funds reported $835M of Prudential stock for Q3 2013, up 9.3% quarter-over-quarter.
  • 16 funds opened new Prudential positions in Q3 2013 and 14 closed out, a net change of +2 holders.
  • The largest Prudential buyer in Q3 2013 was Ferguson Wellman Capital Management, an estimated $4.47M added.
  • The largest Prudential seller in Q3 2013 was ING Group, an estimated $22.7M sold.

Based on aggregated 13F filings for Q3 2013.