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Sprott Physical Silver Trust

81 hedge funds and large institutions have $114M invested in Sprott Physical Silver Trust in 2013 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 16 increasing their positions, 30 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

50% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 10

7% more funds holding

Funds holding: 7681 (+5)

0.57% more ownership

Funds ownership: 7.41%7.98% (+0.57%)

11% less capital invested

Capital invested by funds: $128M → $114M (-$14.7M)

47% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 30

Holders
81
Holders Change
+5
Holders Change %
+6.58%
% of All Funds
2.35%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.09%
New
15
Increased
16
Reduced
30
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SAC
1
Smith Affiliated Capital
New York
$40.1M
JP Morgan Chase
2
JP Morgan Chase
New York
$11.6M +$11.5M +1,389,266 +930%
Morgan Stanley
3
Morgan Stanley
New York
$10.6M -$5.76M -696,390 -33%
PG
4
Portola Group
California
$9.01M -$847K -102,500 -8%
SI
5
Sprott Inc
Ontario, Canada
$7.21M +$64.9K +7,850 +0.8%
Goldman Sachs
6
Goldman Sachs
New York
$6.08M -$4.32M -522,751 -39%
AC
7
Altus Capital
Ohio
$2.62M -$372K -45,000 -12%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.4M -$49.5K -5,989 -2%
LPL Financial
9
LPL Financial
California
$2.26M -$249K -30,126 -9%
MLIM
10
Mountain Lake Investment Management
Florida
$2.07M +$2.04M +246,531 +893%
PAMP
11
Polar Asset Management Partners
Ontario, Canada
$2.02M +$210K +25,420 +11%
PHS
12
Pekin Hardy Strauss
Illinois
$1.72M -$754K -91,250 -29%
BA
13
BlackRock Advisors
Delaware
$1.42M
PP
14
Paloma Partners
Connecticut
$1.32M +$1.45M +175,000 New
CAN
15
Cetera Advisor Networks
California
$1.31M +$852K +103,038 +146%
RJA
16
Raymond James & Associates
Florida
$1.21M +$312K +37,734 +31%
LCM
17
Landscape Capital Management
New Jersey
$1.08M +$1.18M +142,702 New
Wells Fargo
18
Wells Fargo
California
$561K -$59.3K -7,178 -9%
DAS
19
Dynamic Advisor Solutions
Arizona
$558K +$610K +73,755 New
PWP
20
Private Wealth Partners
California
$532K -$503K -60,900 -46%
BNP Paribas Financial Markets
21
BNP Paribas Financial Markets
France
$486K -$1.69M -204,595 -76%
Bank of America
22
Bank of America
North Carolina
$463K -$343K -41,546 -40%
Barclays
23
Barclays
United Kingdom
$406K
NPC
24
National Planning Corporation
California
$399K -$218K -26,386 -33%
LFR
25
Lehman Financial Resources
Pennsylvania
$360K +$394K +47,642 New

PSLV Hedge Fund Activity: Q4 2013 in Review

81 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Sprott Physical Silver Trust (PSLV) for Q4 2013, worth a combined $114M — down 11% from $128M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new PSLV positions and 10 closed out — a net gain of 5 holders — while 16 added to existing stakes and 30 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $11.5M. The largest seller was Morgan Stanley, cutting an estimated $5.76M.

  • 81 institutional investors held Sprott Physical Silver Trust (PSLV) as of Q4 2013, up from 76 in Q3 2013.
  • Funds reported $114M of Sprott Physical Silver Trust stock for Q4 2013, down 11% quarter-over-quarter.
  • 15 funds opened new Sprott Physical Silver Trust positions in Q4 2013 and 10 closed out, a net change of +5 holders.
  • The largest Sprott Physical Silver Trust buyer in Q4 2013 was JP Morgan Chase, an estimated $11.5M added.
  • The largest Sprott Physical Silver Trust seller in Q4 2013 was Morgan Stanley, an estimated $5.76M sold.

Based on aggregated 13F filings for Q4 2013.