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PGIM Short Duration High Yield ETF
PSH

Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$17M +$5.66M +113,168 +50%
IWP
2
IAG Wealth Partners
Wisconsin
$16.1M +$16M +319,532 +14,008%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$13.9M +$491K +9,807 +4%
CA
4
Crumly & Associates
Illinois
$13.5M +$287K +5,740 +2%
HighTower Advisors
5
HighTower Advisors
Illinois
$10.1M +$25.7K +513 +0.3%
Truist Financial
6
Truist Financial
North Carolina
$7.9M +$5.25M +104,875 +196%
Focus Partners Wealth
7
Focus Partners Wealth
Massachusetts
$6.89M +$922K +18,424 +15%
EWA
8
EverSource Wealth Advisors
Alabama
$5.99M -$138K -2,762 -2%
MOS
9
MGO One Seven
Ohio
$5.36M -$195K -3,897 -4%
SFG
10
Stonebridge Financial Group
California
$4.04M +$4.06M +81,098 New
SFS
11
Sunrise Financial Services
Washington
$3.94M +$274K +5,485 +7%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$3.01M +$1.82M +36,376 +152%
FC
13
Fjell Capital
North Dakota
$3M -$7.81K -156 -0.3%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$2.56M +$241K +4,809 +10%
PAG
15
Private Advisor Group
New Jersey
$1.6M +$858K +17,149 +115%
Jones Financial Companies
16
Jones Financial Companies
Missouri
$1.33M +$1.26M +25,176 +1,864%
Corient Private Wealth
17
Corient Private Wealth
Florida
$1.12M – – –
LFP
18
Lakeshore Financial Planning
Michigan
$1,000K – – –
FHC
19
First Heartland Consultants
Missouri
$903K +$42.3K +845 +5%
Osaic Holdings
20
Osaic Holdings
Arizona
$851K +$493K +9,853 +138%
Jane Street
21
Jane Street
New York
$777K +$36.5K +730 +5%
PA
22
Parallel Advisors
California
$409K +$208K +4,164 +103%
EH
23
Equitable Holdings
New York
$405K -$328K -6,555 -45%
PFG
24
Prosperity Financial Group
California
$334K – – –
HI
25
Harbour Investments
Wisconsin
$313K +$4.55K +91 +1%
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