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Prudential Financial
PRU

Name Holding Trade Value Shares
Change 		Change in
Stake
PO
1101
Private Ocean
California
$4.76K – – –
RFG
1102
RFP Financial Group
Georgia
$4.76K – – –
GI
1103
GS Investments
Minnesota
$4.41K – – –
LFA
1104
Legend Financial Advisors
Pennsylvania
$4.41K – – –
CWM
1105
Cranbrook Wealth Management
Michigan
$4.24K – – –
TCM
1106
Tradewinds Capital Management
Washington
$4.15K – – –
RMC
1107
Resources Management Corp
Connecticut
$4K +$4.18K +50 New
FCT
1108
First Community Trust
Iowa
$3.97K – – –
JGIA
1109
Jackson Grant Investment Advisers
Connecticut
$3.71K – – –
SCA
1110
Stuart Chaussee & Associates
California
$3.71K – – –
NL
1111
NVWM LLC
Pennsylvania
$3.26K +$3.1K +37 New
WAM
1112
Worth Asset Management
Texas
$3.18K – – –
ARS
1113
Adirondack Retirement Specialists
New York
$3.09K – – –
TF
1114
Tompkins Financial
New York
$3.09K – – –
CG
1115
Cutler Group
California
$3K -$1.68M -20,116 -100%
FMP
1116
Financial Management Professionals
Texas
$3K +$2.51K +30 New
SFCL
1117
Strengthening Families & Communities LLC
Massachusetts
$3K +$2.51K +30 New
BLC
1118
Brown, Lisle/Cummings
Rhode Island
$3K – – –
DWMG
1119
DB Wealth Management Group
California
$3K – – –
FPFS
1120
First Personal Financial Services
North Carolina
$2.82K – – –
PPC
1121
Park Place Capital
Alabama
$2.82K -$3.01K -36 -53%
CT
1122
Cambridge Trust
Massachusetts
$2.65K – – –
DI
1123
Disciplined Investments
Oklahoma
$2.56K -$753 -9 -24%
IHWM
1124
Iron Horse Wealth Management
Iowa
$2.29K – – –
CBT
1125
CoreFirst Bank & Trust
Kansas
$2.21K -$5.94K -71 -74%
43 44
45
46 47