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Prudential Financial
PRU

Name Holding Trade Value Shares
Change 		Change in
Stake
HGWM
1101
Harvest Group Wealth Management
Massachusetts
– -$37K -472 Closed
SIAG
1102
Safeguard Investment Advisory Group
California
– -$34K -440 Closed
RMC
1103
Resources Management Corp
Connecticut
– -$32K -410 Closed
LWCFA
1104
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
– -$31K -403 Closed
MCM
1105
McMillion Capital Management
North Carolina
– -$25K -321 Closed
FWM
1106
FSA Wealth Management
Massachusetts
– -$21K -275 Closed
CDIA
1107
Capital Directions Investment Advisors
Georgia
– -$18K -229 Closed
FWM
1108
ForthRight Wealth Management
Georgia
– -$18K -229 Closed
AWG
1109
Altus Wealth Group
Colorado
– -$15K -196 Closed
SFG
1110
Sowa Financial Group
Rhode Island
– -$11K -136 Closed
PHK
1111
Point72 Hong Kong
Hong Kong
– -$9.59K -112 Closed
IA
1112
IFS Advisors
Kansas
– -$5K -73 Closed
BSSFA
1113
Baron Silver Stevens Financial Advisors
Florida
– -$4K -59 Closed
TF
1114
Tompkins Financial
New York
– -$4K -52 Closed
GI
1115
GS Investments
Minnesota
– -$4K -50 Closed
D
1116
Diversified
Delaware
– -$3K -41 Closed
CWM
1117
Curi Wealth Management
North Carolina
– -$1K -25 Closed
FMP
1118
Financial Management Professionals
Texas
– -$2K -21 Closed
ARMC
1119
American Research & Management Company
Massachusetts
– -$1K -17 Closed
FCAS
1120
First Command Advisory Services
Texas
– +$4.28K +50 New
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