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Prudential Financial
PRU

Name Holding Trade Value Shares
Change 		Change in
Stake
PI
1026
PEAK6 Investments
Illinois
– -$576K -5,783 Closed
BA
1027
Broadview Advisors
Wisconsin
– -$450K -4,900 Closed
BFM
1028
Boothbay Fund Management
New York
– -$403K -4,385 Closed
BCM
1029
BlueCrest Capital Management
Jersey
– -$352K -3,826 Closed
RMCM
1030
Reynders McVeigh Capital Management
Massachusetts
– -$340K -3,698 Closed
VF
1031
Virtu Financial
New York
– -$338K -3,680 Closed
SM
1032
Sciencast Management
New Jersey
– -$351K -3,600 Closed
FI
1033
FormulaFolio Investments
Michigan
– -$320K -3,483 Closed
NIT
1034
NumerixS Investment Technologies
British Columbia, Canada
– -$294K -3,200 Closed
HH
1035
Hilltop Holdings
Texas
– -$277K -3,014 Closed
SB
1036
Simmons Bank
Arkansas
– -$236K -2,569 Closed
NNP
1037
Nachman Norwood & Parrott
South Carolina
– -$213K -2,314 Closed
CWM
1038
Cornerstone Wealth Management
Missouri
– -$471K -2,207 Closed
WP
1039
WealthPLAN Partners
Nebraska
– -$210K -2,140 Closed
PGA
1040
Premia Global Advisors
Florida
– -$163K -1,779 Closed
OWA
1041
One Wealth Advisors
California
– -$162K -1,766 Closed
BBNA
1042
Bremer Bank National Association
Minnesota
– -$166K -1,573 Closed
BAM
1043
Bruderman Asset Management
New York
– -$109K -1,187 Closed
DBT
1044
Dubuque Bank & Trust
Iowa
– -$101K -1,097 Closed
WCM
1045
WealthBridge Capital Management
Ohio
– -$54K -535 Closed
DSC
1046
Duncker Streett & Co
Missouri
– -$46K -500 Closed
CCM
1047
Cribstone Capital Management
Maine
– -$44K -483 Closed
AIC
1048
Ameritas Investment Company
Nebraska
– -$44K -479 Closed
NWM
1049
Northwest Wealth Management
Iowa
– -$40K -439 Closed
CHP
1050
Cable Hill Partners
Oregon
– -$40K -438 Closed
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