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Prudential Financial
PRU

Name Holding Trade Value Shares
Change 		Change in
Stake
JFA
851
JNBA Financial Advisors
Minnesota
$7K – – –
MFBTD
852
MB Financial Bank - Trust Department
Illinois
$7K – – –
PO
853
Private Ocean
California
$7K – – –
NIC
854
Northwest Investment Counselors
Oregon
$7K +$6.48K +61 New
HWM
855
Holloway Wealth Management
Florida
$6K – – –
MCIA
856
Mountain Capital Investment Advisors
Colorado
$6K +$5.73K +54 New
GI
857
GS Investments
Minnesota
$5.41K +$5.31K +50 New
IP
858
Intellectus Partners
California
$5K – – –
NCM
859
New Capital Management
Texas
$5K – – –
NC
860
NewSquare Capital
Pennsylvania
$5K – – –
TDC
861
Thompson Davis & Co
Virginia
$5K – – –
SIAP
862
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$5K +$4.46K +42 New
GWS
863
Glassman Wealth Services
Virginia
$4K -$20.7K -195 -86%
BWM
864
Baystate Wealth Management
Massachusetts
$4K – – –
BFEC
865
Benjamin F. Edwards & Company
Missouri
$4K – – –
CPA
866
Clear Perspective Advisors
Illinois
$4K – – –
ECM
867
Exchange Capital Management
Michigan
$4K – – –
VCM
868
Versant Capital Management
Arizona
$4K – – –
SFSIG
869
San Francisco Sentry Investment Group
California
$4K +$4.25K +40 New
UWPG
870
Ullmann Wealth Partners Group
Florida
$3K -$16.9K -159 -82%
AAP
871
Arax Advisory Partners
Colorado
$3K – – –
CP
872
Corbenic Partners
Pennsylvania
$3K – – –
HCM
873
Horrell Capital Management
Arkansas
$3K – – –
NR
874
Newfound Research
Massachusetts
$3K – – –
CMBA
875
C.M. Bidwell & Associates
Hawaii
$3K +$2.65K +25 New
33 34
35
36 37