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Prudential Financial
PRU

Name Holding Trade Value Shares
Change 		Change in
Stake
FAN
801
Financial Advisors Network
California
$10.2K +$9.2K +97 New
DBT
802
Dubuque Bank & Trust
Iowa
$10K – – –
JIM
803
Jupiter Investment Management
United Kingdom
$10K – – –
OSNBOA
804
Old Second National Bank of Aurora
Illinois
$10K – – –
WCM
805
Wealthcare Capital Management
Virginia
$10K – – –
WAS
806
Winch Advisory Services
Wisconsin
$10K – – –
AA
807
Ancora Advisors
Ohio
$10K +$9.48K +100 New
IWC
808
Integrated Wealth Counsel
California
$9K – – –
SA
809
SRH Advisors
Kansas
$9K – – –
FPF
810
FNY Partners Fund
New York
$9K +$7.96K +84 New
RBC
811
Roble Belko & Company
Pennsylvania
$8K -$9.48K -100 -55%
DAM
812
Delta Asset Management
Tennessee
$8K – – –
PCP
813
Proficio Capital Partners
Massachusetts
$8K +$2.56K +27 +55%
CS
814
Credential Securities
$7.6K +$6.92K +73 New
BCMIO
815
Beacon Capital Management Inc (Ohio)
Ohio
$7K – – –
PO
816
Private Ocean
California
$7K – – –
GBT
817
Grove Bank & Trust
Florida
$7K +$6.16K +65 New
GRP
818
Global Retirement Partners
California
$7K +$6.26K +66 New
JFA
819
JNBA Financial Advisors
Minnesota
$6K -$191K -2,014 -97%
HWM
820
Holloway Wealth Management
Florida
$6K – – –
TIM
821
Tortoise Investment Management
New York
$6K – – –
GBBWRPM
822
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$5K – – –
TDC
823
Thompson Davis & Co
Virginia
$5K – – –
IP
824
Intellectus Partners
California
$5K +$4.46K +47 New
OFW
825
Omnia Family Wealth
Florida
$5K +$4.46K +47 New
31 32
33
34 35