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Prudential Financial

Name Holding Trade Value Shares
Change
Change in
Stake
JFA
601
JNBA Financial Advisors
Minnesota
$10K
LFR
602
Lehman Financial Resources
Pennsylvania
$10K
BC
603
Bartlett & Co
Ohio
$9K
GGPS
604
Gary Goldberg Planning Services
New York
$9K
RFA
605
Reilly Financial Advisors
California
$9K
FHA
606
First Horizon Advisors
Tennessee
$9K +$1.02K +13 +13%
RIA
607
Regal Investment Advisors
Michigan
$8K
WCM
608
Windsor Capital Management
Arizona
$8K
AssetMark Inc
609
AssetMark Inc
California
$8K +$7.84K +100 New
OSNBOA
610
Old Second National Bank of Aurora
Illinois
$8K +$7.84K +100 New
HFM
611
Hartford Financial Management
Connecticut
$7K
MA
612
MCF Advisors
Kentucky
$7K +$6.12K +78 New
HCM
613
Horrell Capital Management
Arkansas
$7K +$6.98K +89 New
QAM
614
QCI Asset Management
New York
$6K
SSB
615
Sandy Spring Bank
Maryland
$4K -$16.7K -213 -80%
Jones Financial Companies
616
Jones Financial Companies
Missouri
$4K
TIM
617
Tortoise Investment Management
New York
$4K +$4.16K +53 New
AA
618
Apriem Advisors
California
$3K
LNB
619
Ledyard National Bank
$3K
PI
620
PineBridge Investments
New York
$3K
CP
621
Corbenic Partners
Pennsylvania
$2K
CGT
622
Capital Guardian Trust
California
$1K
DCM
623
Decade Capital Management
New York
-$42.7M -584,250 Closed
Millennium Management
624
Millennium Management
New York
-$40.1M -548,965 Closed
AIM
625
Assured Investment Management
New York
-$26.7M -365,333 Closed