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PPT

Franklin Premier Income Trust

69 hedge funds and large institutions have $114M invested in Franklin Premier Income Trust in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 20 increasing their positions, 23 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more capital invested

Capital invested by funds: $105M → $114M (+$9.48M)

1.63% more ownership

Funds ownership: 13.66%15.29% (+1.6%)

3% less funds holding

Funds holding: 7169 (-2)

13% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 23

22% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 9

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
69
Holders Change
-2
Holders Change %
-2.82%
% of All Funds
2.24%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
7
Increased
20
Reduced
23
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVP
1
Relative Value Partners
Illinois
$20.1M +$7.17M +1,360,032 +55%
SIA
2
Sit Investment Associates
Minnesota
$14.5M +$5.65M +1,071,300 +64%
RCM
3
Rivernorth Capital Management
Florida
$11M +$761K +144,192 +7%
1CP
4
1607 Capital Partners
Virginia
$9.48M +$5.65M +1,072,084 +147%
NCM
5
Newgate Capital Management
Connecticut
$8.33M -$6.8M -1,288,906 -45%
Morgan Stanley
6
Morgan Stanley
New York
$6.18M +$277K +52,485 +5%
Invesco
7
Invesco
Georgia
$6.05M -$1.46M -277,713 -19%
U
8
UBS
Switzerland
$5.39M +$347K +65,839 +7%
PAIM
9
Punch & Associates Investment Management
Minnesota
$4.36M +$584K +110,762 +15%
PPA
10
Parametric Portfolio Associates
Washington
$3.72M +$33.9K +6,436 +0.9%
GC
11
Guggenheim Capital
Illinois
$3.14M -$958K -181,574 -23%
SCM
12
Saba Capital Management
New York
$2.17M +$2.18M +412,883 New
BC
13
Bartlett & Co
Ohio
$2.05M -$19.4K -3,685 -0.9%
SCM
14
Sterneck Capital Management
Missouri
$1.96M +$65.4K +12,400 +3%
Cohen & Steers
15
Cohen & Steers
New York
$1.83M
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$1.67M +$426K +80,685 +34%
Bank of America
17
Bank of America
North Carolina
$1.37M -$102K -19,358 -7%
FAAS
18
First Allied Advisory Services
California
$1.18M -$34.8K -6,600 -3%
CA
19
Cornerstone Advisors
North Carolina
$980K -$938K -177,857 -49%
LPL Financial
20
LPL Financial
California
$904K -$127K -24,049 -12%
Goldman Sachs
21
Goldman Sachs
New York
$750K +$752K +142,617 New
GEM
22
Global Endowment Management
North Carolina
$631K
Barclays
23
Barclays
United Kingdom
$572K +$219K +41,543 +57%
SRC
24
Shufro Rose & Co
New York
$568K -$41.8K -7,925 -7%
Wells Fargo
25
Wells Fargo
California
$560K -$36.5K -6,911 -6%

PPT Hedge Fund Activity: Q3 2013 in Review

69 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Franklin Premier Income Trust (PPT) for Q3 2013, worth a combined $114M — up 9.1% from $105M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of PPT and 7 opened new positions — a net loss of 2 holders — while 23 trimmed existing stakes and 20 added.

The largest buyer was Relative Value Partners, adding an estimated $7.17M. The largest seller was Newgate Capital Management, cutting an estimated $6.8M.

  • 69 institutional investors held Franklin Premier Income Trust (PPT) as of Q3 2013, down from 71 in Q2 2013.
  • Funds reported $114M of Franklin Premier Income Trust stock for Q3 2013, up 9.1% quarter-over-quarter.
  • 7 funds opened new Franklin Premier Income Trust positions in Q3 2013 and 9 closed out, a net change of -2 holders.
  • The largest Franklin Premier Income Trust buyer in Q3 2013 was Relative Value Partners, an estimated $7.17M added.
  • The largest Franklin Premier Income Trust seller in Q3 2013 was Newgate Capital Management, an estimated $6.8M sold.

Based on aggregated 13F filings for Q3 2013.