|
1
|
Weitzel Financial Services
Dubuque,
Iowa
|
$40
|
–
|
–
|
–
|
|
|
2
|
Mirae Asset Global Investments
Seoul,
South Korea
|
–
|
-$2.99M
|
-511,719
|
Closed
|
|
|
3
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
–
|
-$365K
|
-62,490
|
Closed
|
|
|
4
|
|
–
|
-$247K
|
-42,316
|
Closed
|
|
|
5
|
Old Mission Capital
Chicago,
Illinois
|
–
|
-$193K
|
-33,022
|
Closed
|
|
|
6
|
Focus Partners Wealth
Boston,
Massachusetts
|
–
|
-$170K
|
-29,135
|
Closed
|
|
|
7
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$152K
|
-26,017
|
Closed
|
|
|
8
|
Cetera Investment Advisers
Schaumburg,
Illinois
|
–
|
-$128K
|
-21,952
|
Closed
|
|
|
9
|
Envestnet Asset Management
Chicago,
Illinois
|
–
|
-$126K
|
-21,564
|
Closed
|
|
|
10
|
Simplex Trading
Chicago,
Illinois
|
–
|
-$67K
|
-11,514
|
Closed
|
|
|
11
|
LPL Financial
San Diego,
California
|
–
|
-$64.6K
|
-11,063
|
Closed
|
|
|
12
|
Osaic Holdings
Scottsdale,
Arizona
|
–
|
-$31K
|
-5,307
|
Closed
|
|
|
13
|
Citadel Advisors
Miami,
Florida
|
–
|
-$22.2K
|
-3,797
|
Closed
|
|
|
14
|
NewEdge Advisors
New Orleans,
Louisiana
|
–
|
-$16.1K
|
-2,749
|
Closed
|
|
|
15
|
Cutler Group
San Francisco,
California
|
–
|
-$7K
|
-1,299
|
Closed
|
|
|
16
|
|
–
|
-$5.88K
|
-1,007
|
Closed
|
|
|
17
|
Tradition Wealth Management
Edina,
Minnesota
|
–
|
-$6K
|
-1,000
|
Closed
|
|
|
18
|
Tower Research Capital (TRC)
New York
|
–
|
-$1.26K
|
-216
|
Closed
|
|
|
19
|
Founders Financial Alliance
Raleigh,
North Carolina
|
–
|
-$940
|
-161
|
Closed
|
|
|
20
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
–
|
-$934
|
-160
|
Closed
|
|
|
21
|
ICA Group Wealth Management
Denver,
Colorado
|
–
|
-$876
|
-150
|
Closed
|
|
|
22
|
Quadrant Capital Group
Cincinnati,
Ohio
|
–
|
-$789
|
-135
|
Closed
|
|
|
23
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$730
|
-125
|
Closed
|
|
|
24
|
First Horizon Advisors
Memphis,
Tennessee
|
–
|
-$730
|
-125
|
Closed
|
|
|
25
|
Compagnie Lombard Odier SCmA
1204 Geneva,
Switzerland
|
–
|
-$677
|
-116
|
Closed
|
|
