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Innovator US Equity Power Buffer ETF October
POCT

167 hedge funds and large institutions have $605M invested in Innovator US Equity Power Buffer ETF October in 2023 Q4 according to their latest regulatory filings, with 48 funds opening new positions, 71 increasing their positions, 28 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

860% more first-time investments, than exits

New positions opened: 48 | Existing positions closed: 5

154% more repeat investments, than reductions

Existing positions increased: 71 | Existing positions reduced: 28

125% more funds holding in top 10

Funds holding in top 10: 4 → 9 (+5)

83% more capital invested

Capital invested by funds: $330M → $605M (+$275M)

33% more funds holding

Funds holding: 126 → 167 (+41)

6.2% less ownership

Funds ownership: 83.05% → 76.85% (-6.2%)

Holders
167
Holders Change
+41
Holders Change %
+32.54%
% of All Funds
2.43%
Holding in Top 10
9
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+125%
% of All Funds
0.13%
New
48
Increased
71
Reduced
28
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCA
Stuart Chaussee & Associates
California
+$91.4M
2
GSIS
Global Strategic Investment Solutions
Arizona
+$24.4M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$12M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$10.4M
5
TC
TownSquare Capital
Utah
+$8.6M

Top Sellers

1
AllianceBernstein
AllianceBernstein
Tennessee
-$8.81M
2
EWM
Elmwood Wealth Management
California
-$1.81M
3
AAS
Avantax Advisory Services
Texas
-$942K
4
AAM
American Asset Management
Florida
-$824K
5
FMWA
Forvis Mazars Wealth Advisors
Missouri
-$792K
Name Holding Trade Value Shares
Change 		Change in
Stake
EWA
151
EverSource Wealth Advisors
Alabama
$82.8K – – –
WWMSC
152
Wagner Wealth Management (South Carolina)
South Carolina
$72.2K +$69.7K +2,000 New
Morgan Stanley
153
Morgan Stanley
New York
$60.5K -$13.4K -386 -19%
DFA
154
DHJJ Financial Advisors
Illinois
$54.2K +$52.3K +1,500 New
HIA
155
Harbor Investment Advisory
Maryland
$47.3K – – –
CFD
156
Creative Financial Designs
Indiana
$36.1K – – –
BTI
157
Blue Trust Inc
Georgia
$26K – – –
FA
158
Faithward Advisors
Pennsylvania
$23.7K +$22.5K +646 New
VL
159
Vima LLC
Michigan
$16.9K +$16.3K +468 New
FMII
160
Farmers & Merchants Investments Inc
Nebraska
$14.4K +$13.9K +400 New
Northwestern Mutual Wealth Management
161
Northwestern Mutual Wealth Management
Wisconsin
$7.87K +$7.59K +218 New
CJ
162
Caitlin John
Michigan
$6.46K +$6.24K +179 New
CT
163
Caldwell Trust
Florida
$6.18K +$5.96K +171 New
SWM
164
Spire Wealth Management
Virginia
$3.9K – – –
IPW
165
Impact Partnership Wealth
Georgia
$3K +$2.89K +83 New
RIL
166
Rothschild Investment LLC
Illinois
$1.95K +$1.88K +54 New
TFGT
167
TS Financial Group (TSFG)
Illinois
$1K +$592 +17 New
Jones Financial Companies
168
Jones Financial Companies
Missouri
– -$675K -19,883 Closed
RCM
169
Requisite Capital Management
Texas
– -$476K -14,020 Closed
BMM
170
Berkshire Money Management
Massachusetts
– -$363K -10,675 Closed
AAS
171
Ameritas Advisory Services
Nebraska
– -$358K -10,545 Closed
AWA
172
Authentikos Wealth Advisory
California
– -$6.79K -200 Closed
3 4 5 6
7

POCT Hedge Fund Activity: Q4 2023 in Review

167 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Power Buffer ETF October (POCT) for Q4 2023, worth a combined $605M — up 83% from $330M a quarter earlier.

Buyers outnumbered sellers: 48 funds opened new POCT positions and 5 closed out — a net gain of 43 holders — while 71 added to existing stakes and 28 trimmed.

The largest buyer was Stuart Chaussee & Associates, opening a new position worth an estimated $91.4M. The largest seller was AllianceBernstein, cutting an estimated $8.81M.

  • 167 institutional investors held Innovator US Equity Power Buffer ETF October (POCT) as of Q4 2023, up from 126 in Q3 2023.
  • Funds reported $605M of Innovator US Equity Power Buffer ETF October stock for Q4 2023, up 83% quarter-over-quarter.
  • 48 funds opened new Innovator US Equity Power Buffer ETF October positions in Q4 2023 and 5 closed out, a net change of +43 holders.
  • The largest Innovator US Equity Power Buffer ETF October buyer in Q4 2023 was Stuart Chaussee & Associates, an estimated $91.4M added.
  • The largest Innovator US Equity Power Buffer ETF October seller in Q4 2023 was AllianceBernstein, an estimated $8.81M sold.

Based on aggregated 13F filings for Q4 2023.